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Showing posts with label electroconvulsive therapy. Show all posts
Showing posts with label electroconvulsive therapy. Show all posts

Saturday, September 6, 2014

Neurostimulation for Mood Disorders

Neurostimulation for Mood Disorders

September 05, 2014 | US Psychiatric & Mental Health Congress 2014, Electroconvulsive Therapy, Mood Disorders, Transcranial Magnetic Stimulation

By Scott T. Aaronson, MD

Q&A

We have asked Dr Scott Aaronson to answer questions on neurostimulation as it relates to the treatment of mood disorders. He is speaking at this year’s PsychCongress in a presentation titled “Neurostimulation in the Treatment of Mood Disorders.” Dr Aaronson is Clinical Associate Professor in Psychiatry at the University of Maryland School of Medicine and Director of Clinical Research Programs and TMS Services at the Sheppard Pratt Health System in Baltimore, Maryland.

Q: What is neurostimulation and why do we need it?

A. Neurostimulation is a modulation of the central or peripheral nervous system by electrical or magnetic impulses. This is commonly used in neurosurgery and neurology for a variety of applications, including pain management, hearing and visual prostheses, and control of Parkinsonism. There is a long history of psychiatric use related to electroconvulsive therapy (ECT), but more recently, devices providing vagus nerve stimulation (VNS) and transcranial magnetic stimulation (TMS) have both been cleared by the Federal Drug Administration (FDA) for use in depression. Several other devices are currently in the process of review by the FDA or undergoing clinical trials.

There is a tendency to look at somatic therapies for depression being exclusively through neurochemicals, but the brain is as much electrical as it is chemical. After 4 decades of antidepressant drug development, we have not moved much beyond the monoamine hypothesis. We have drugs that can effect serotonin, norepinephrine, and—to a lesser extent—dopamine. Many other neurotransmitters are involved with mood disorders, but we have no medications yet to target them. We can alter neurochemicals by neurostimulation as well as alter aberrant neuronal activity. Neurostimulation offers a non-systemic somatic approach to depression, often with an improved side effect profile.

Q: What methods of neurostimulation are currently available and how do they work?

A. electroconvulsive therapy (ECT), vagus nerve stimulation (VNS), and transcranial magnetic stimulation (TMS).

ECT

The oldest neurostimulation intervention, ECT has been used since 1938. It has the highest rate of response for treatment resistant depression (TRD) of any somatic intervention, up to 60%. (1)

Treatment involves inducing a generalized seizure, either through unilateral or bilateral electrical stimulation done while the patient is under general anesthesia along with a paralytic agent. The adverse effect burden is quite high and includes the effects of anesthesia, post-ictal confusion, and short term memory loss. There is a high frequency of relapse with 65% of successfully treated patients ill again within 6 months. (2) Newer techniques under investigation may reduce adverse effects—ultra brief pulse induction, magnetic seizure therapy, or more focally induced seizures. It is more acceptable as an acute treatment than a chronic one. Most insurance will support the use of ECT.

VNS

Treatment involves the implantation of a small battery driven device in the upper chest with electrical leads that are tunneled under the skin and wrapped around the left vagus nerve in the neck. Stimulation is delivered continuously throughout the day for 30 seconds every 5 minutes. This stimulation is carried through the vagus nerve into the brain and has an effect on neurotransmitter synthesis and release. Response to this intervention takes up to 6 months to build and continued improvement has been shown over 5 years.

While having FDA approval since 2005, the use of VNS has been severely limited because of the reluctance of insurance carriers, including Medicare, to provide support, claiming that the evidence for its use has not justified the expense. A recent study looked at dosing of VNS and even low doses show efficacy over time. (3) It is hoped that the coming release of new data looking at the efficacy of VNS over 5 years of treatment might encourage a re-evaluation of its use in patients with chronic severe unipolar and bipolar depression.

TMS

The use of TMS has experienced significant growth in its use since its FDA clearance in 2009. TMS involves the use of a rapidly moving magnetic field to induce a small electric current in the left dorsolateral prefrontal cortex of the brain, an area that has decreased activity when patients are depressed. There are now 2 devices cleared by the FDA—the Neuronetics device (since 2009) and a device from Brainsway (since 2013). The latter uses a different magnetic configuration and purports to offer deeper stimulation.

Outcomes studies on the Neuronetics device demonstrate a 58% response rate in normal clinical practice in a population with moderately treatment resistant depression (patients failed an average of 2.5 antidepressants prior to treatment). (4) The Brainsway study has yet to be published, so comparisons are difficult, but the treatment paradigm uses 5 treatments a week for 5 weeks, rather than 6 with TMS and 20 minutes rather than 37.5 minutes of treatment during every session.

Insurers are slowly increasing their support of this intervention, and many companies now have coverage policies. Issues about treatment of bipolar depression and the use of maintenance treatment have yet to be clarified from research studies. Several other devices are in the process of either FDA review or in clinical trials.

Q. Who are the right patients for neurostimulation?

A. ECT candidates are patients who require quick responses due to severity, suicide risk, or psychosis and are usually fully disabled by their depressions. They have often failed several other interventions, including medications and psychotherapy.

Should VNS become a more reliably covered intervention, one of the best populations would be patients with severe illness that has been chronic. In my experience, ECT responders who require maintenance ECT are ideal candidates. Often they can be maintained with VNS and no longer require ECT. As well, VNS has demonstrated efficacy and has FDA approval for use with bipolar depression, often a population that has limited options for treatment.

TMS, in its current format, is likely not as reliable with severe depression as ECT. It probably will work best with moderate to marked depressions. My experience suggests a better response when used in addition to antidepressant medication but it may also be useful in patients who have been intolerant of multiple antidepressant medications given the lack of systemic side effects. TMS is very well tolerated with only a small incidence of mild to moderate headache during the time of stimulation which is usually for only 4 seconds during each 30 seconds of treatment. The main barriers to use are insurance coverage, time commitment (45 minutes, 5 days a week for up to 6 weeks), and availability of equipment which varies by location.

Q. What does the future hold for neurostimulation?

A.Neurostimulation will likely occupy a greater piece of the psychiatric treatment paradigm. It offers effective interventions for people with severe illness and a non-pharmacologic intervention for patients with moderate to marked presentations. New devices in development may permit shorter courses of treatment and even the possibility of home use.

Suggested reading: Cusin C, Doherty DD. Somatic therapies for treatment-resistant depression: ECT, TMS, VNS, DBS. Biol Mood Anxiety Disord. 2012;2:14.

Disclosures

Dr Aaronson reports that he is a consultant for Neuronetics; an investigator for Neuronetics, Cervel Neurotech, and Neosync; and received a research grant from Stanley Medical Research Institute for Transcranial Direct Current Stimulation.

References

1. Kellner CH, Knapp RG, Petrides G, et al. Continuation electroconvulsive therapy vs pharmacotherapy for relapse prevention in major depression: a multisite study from the Consortium for Research in Electroconvulsive Therapy (CORE). Arch Gen Psychiatry. 2006;63:1337-1344.

2. Sackheim HA, Haskett RF, Mulsant BH, et al. Continuation pharmacotherapy in the prevention of relapse following electroconvulsive therapy: A randomized controlled trial. JAMA. 2001;285:1299-1307.

3. Aaronson ST, Carpenter LL, Conway CR, et al. Vagus nerve stimulation therapy randomized to different amounts of electrical charge for treatment-resistant depression: acute and chronic effects. Brain Stimul. 2013;6:631-640.

4. Carpenter LL1, Janicak PG, Aaronson ST, et al. Transcranial magnetic stimulation (TMS) for major depression: a multisite, naturalistic, observational study of acute treatment outcomes in clinical practice. Depress Anxiety. 2012;29:587-596. - See more at: http://www.psychiatrictimes.com/uspc2014/neurostimulation-mood-disorders#sthash.q22xAP3P.dpuf

http://www.psychiatrictimes.com/uspc2014/neurostimulation-mood-disorders

Tuesday, September 23 • 10:15am - 11:45am

Neurostimulation in the Treatment of Mood Disorders

Neurostimulation will continue to provide a novel, nonpharmacologic, somatic treatment for mood disorders and eventually other psychiatric illnesses, including obsessive-compulsive disorder, anxiety disorders, and addictive behaviors. This session will provide an up-to-date overview of developments in the use of transcranial magnetic stimulation, direct current stimulation, and electroconvulsive therapy. Relevant data pertaining to patient selection, treatment outcomes, and possible mechanisms of action will be discussed along with a look at the future of neurostimulation with regard to expanding patient populations and insurance support.

Faculty

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Scott T. Aaronson, MD

Director, Clinical Research Programs, Sheppard Pratt Health System, Baltimore, Maryland; Director, TMS Services, Sheppard Pratt Health System, Baltimore, Maryland | | Scott T. Aaronson, MD, is Director of Clinical Research Programs at Sheppard Pratt Health System in Baltimore, Maryland, where he has been responsible for developing a research program dedicated to the development of medications, devices, and genetic tests for the treatment of illnesses across the spectrum of psychiatric...
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Tuesday September 23, 2014 10:15am - 11:45am
Room 2 - TBA (Rosen Shingle Creek Hotel)

Friday, May 9, 2014

Worthwhile information and videos relating to ECT

ECT

ECT (Electro Convulsive Therapy) is a treatment for severe episodes of major depression, mania, and some types of schizophrenia. It involves the use of a brief, controlled electrical current to produce a seizure within the brain. This seizure activity is believed to bring about certain biochemical changers which may cause your symptoms to diminish or to even disappear. A series of seizures, generally 4-­‐12, given at a rate of two or three per week, is required to produce such a therapeutic effect. Sometimes a smaller or larger number may be necessary.

ECT works by affecting the same transmitter chemicals in the brain that are affected by medications. Although there have been many advances in the treatment of mental disorders in recent years, ECT remains the most effective, fastest and/or safest treatment for many cases, particularly when alternative treatments, usually medications are either not effective or not safe, or when a person is very likely to commit suicide. Your doctor will discuss with you why ECT is being recommended in your case and what alternative treatments may be available. ECT is most effective in major depression, where it has a strong beneficial effect to patients. Still there is no guarantee that ECT, or for that matter, any treatment will be effective.

All treatments have risks and side effects; however, not treating your depression also carries potentially significant risks. Prior to ECT patients will undergo a careful medical, psychiatric and laboratory evaluation to make sure that the treatments can be administered in the safest, most effective manner possible. Medications may be adjusted to minimize the risk and maximize the effectiveness of the treatments. For most patients the side effects of ECT are relatively minor.

An overall assessment of the nation’s largest real-world study of treatment –resistant depression (STAR*D, funded by NIMH) suggests that a patient with persistent depression can get well after trying several treatment strategies, but his or her odds of beating the depression diminish as additional treatment strategies are needed.

The results show that 50% of patients fail to achieve remission from depression despite four phases of sequenced treatments. However, ECT provides a 50% to 60% response rate in patients who have not responded to one or more adequate antidepressant trials. (Prudic et al. 1996; Sackeim et al. 1990, 2000).

ECT General Overview Video (View the video)

ECT Technical Overview Video (View the video)

 

Articles on ECT

http://lakesidebhs.com/treatment/neuroscience-center/ect/

Monday, September 16, 2013

Favorable decision and document is forthcoming...

From: Joyce and Herbert Stein [mailto:fabrik@bellsouth.net]
Sent: Monday, September 16, 2013 1:00 PM


Subject: Favorable decision and document is forthcoming...

To all of Joyce’s fellow implant patients,

Jonathan Blum, Deputy Administrator and Director for the Center of Medicare at the Centers for Medicare and Medicaid Services is understanding and compassionate to our circumstances and cause.

While our conversation was on the record I was requested to not record the conversation.  As I have been respectful of all the conversations I have had through the years both on and off the record and where I’ve been allowed to share or not share I shall honor Jonathan’s request.

I shall paraphrase what I took from the conversation.

There will be a document of sorts issued, hopefully by the end of the week, encompassing Medicare/Medicaid coverage for the implanted VNS Therapy depression patients on/or before May 7, 2007.  This document will also be sent to the private Medicare/Medicaid carriers encouraging them to follow suit.

I did request a contact within government for those encountering any difficulty navigating the maize to accomplish our goals.  I’ll have to wait and see as there are some internal mechanics within the agency that is still being worked on.

In my opinion, I did receive a very favorable response from Jonathan for which I truly thank him not only on behalf of Joyce but all of her fellow patients in desperate need of help at this time.

I truly hope I’ve brought some hope to you all.  By nature and having the experiences and knowledge I’ve garnered all these years I do bring you this hope.  At the same time and not to discourage anyone I am also reminded of baseball’s poet laureate Yogi Berra when he said, “It ain’t over ’til it’s over.”  Or in my words, “it’s not done until it’s done” (i.e. Cyberonics reneging on their “Lifetime Reimbursement Guarantee”) I hope to see an important piece of paper in your hands shortly to help advocate for yourselves, if necessary, to obtain your replacements as soon as possible.

Once again Jonathan, I truly appreciate your understanding and compassionate efforts for this group of patients.

I would also like to acknowledge and thank all those medical professionals and others, unseen in my blind copies, who have supported, educated and encouraged my advocacy and crusade.  Thank you Vivian and Congresswoman Debbie Wasserman Schultz.

I now have to get Joyce spoofed, nails, hair etc. and I’ve got to pack.  We shall be in New York for our eldest granddaughters Bat Mitzvah and I’ll formally be back at the computer late Tuesday evening, September 24, 2013.  My phone is on 24/7 for anyone needing support.

I wish you all L’Shanah Tovah (A Good Year - Hebrew) wellness and all the good you’d wish for yourselves.

Sincerely,

Herb

Joyce and Herbert Stein

1008 Trailmore Lane

Weston, FL 33326-2816

(954) 349-8733

vnsdepression@gmail.com

http://www.vnstherapy-herb.blogspot.com

http://vnstherapy.wordpress.com/

Sunday, September 15, 2013

They all desperately want the same wellness now!

From: Joyce and Herbert Stein [mailto:fabrik@bellsouth.net]
Sent: Sunday, September 15, 2013 11:16 AM
To: Jonathan Blum, Deputy Administrator Director - CMS; Madam Secretary Kathleen Sebelius – HHS


Subject: They all desperately want the same wellness now!

Dear Jonathan,

It is roughly 24 hours from our scheduled 2nd conference call.  I have copied and pasted below another communication I just received.

Like Julie, Amy, Joyce and others I too am filled with major anxiety and stress.

I cannot accept anything less from you or Madam Secretary Sebelius than a favorable decision for “Compassionate use” for all these implanted patients prior to your department’s former decision of May 7, 2007.  Anything less would be immoral, unconscionable, inhumane and reeking of total outright negligence.  This issue not only directly affects the patient but so too their families and friends.

I expect you to tell me that a “Decision Memo for VAGUS NERVE STIMULATION for Treatment of Resistant Depression (TRD)” is being issued immediately and in the “Decision Summary” it will state something to the effect that:

CMS has determined through it’s initial oversight that there is sufficient evidence to conclude that vagus nerve stimulation is reasonable and necessary for treatment of resistant depression for all those implanted patients wishing to continue the therapy who have been implanted on/or before May 7, 2007. Accordingly, we are issuing the following national coverage determination and/or “Compassionate use” determination:

Vagus nerve stimulation is covered for treatment resistant depression for all implanted patients having been initially implanted on/or before May 7, 2007.

Nothing less than some document of this nature can be humanely acceptable. 

Julie, Amy and Joyce, amongst others have now known and tasted wellness for years.  They all desperately want to retain that same wellness; now!

To Julie, please understand that Joyce’s neurosurgeon fully understands the nature of this whole situation.  He too is blind copied and receives the same communications from me.  While we do have a scheduled surgery date we have not yet heard anything from our insurance carrier or the hospital whether or not she will be accepted/rejected.  In essence I am pushing the issue for Joyce and all the other implanted patients who wish to continue the therapy.  Mr. Jonathan Blum’s signature or that of Madam Secretary Kathleen Sebelius would simply and quickly resolve our issue.

Sincerely,

Herb

Joyce and Herbert Stein

1008 Trail more Lane

Weston, FL 33326-2816

(954) 349-8733

http://www.vnstherapy-herb.blogspot.com

vnsdepression@gmail.com

http://vnstherapy.wordpress.com/

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Julie Ottaviani

10:11 AM (September 15, 2013)

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Dear Herb,
I write to you again with my thoughts because I have not slept at all this weekend waiting for the phone call from Jonathan Blum to yourself on Monday Sept. 16th 2013.  I feel that my very life is hanging by a thread at this time.  Unlike yourself and Joyce my doctor or myself cannot even get a surgeon or hospital to schedule my surgery.  I am desperate and sinking fast.  When I think back to the day my implant was originally put in at Moses Taylor Hospital in Scranton Pa, by Dr. Michael Sunday, I become angry and sad.  Both the hospital and Dr. Sunday knew at the time there was no decision on payment and that I would try and help get payment if need be.  Before they wheeled me in for surgery I took Dr. Sunday's hand and thanked him for giving me another chance at life by doing the surgery.  Now that I need a replacement and Medicare has decided the Implant is not covered.  Dr. Sunday flat out refused to see me for the replacement and so did Moses Taylor Hospital.  The people that I thought cared about my life only cared about profit.  If they really cared they would have me on a table right now doing the surgery without a decision.  That is why Jonathan Blum's call is so important, because there is less compassion for mental health patients than any other patient.  If I had cancer would I be denied chemo, If I had diabetes would I be denied insulin, they'll even pay for a heart transplant but not a tiny little metal round disc in my chest that cost's quarter not even what a transplant costs to make me tax paying member of society again.  Pass compassionate use.  PLEASE
Julie Ottaviani
11 Alexandria Drive
Blakely, Pa 18447
570-604-3043
You have my permission to use this email and all it's contents in any way you choose if it will help our cause.

Julie Ottaviani
julieottaviani@aim.com

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NOTICE OF CONFIDENTIALITY / Disclaimer

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Disclaimer: This E-Mail is covered by the Electronic Communications Privacy Act, 18 U.S.C. §§ 2510-2521 and is legally privileged. The information contained in this E-Mail is intended only for use of the individual or entity named above. If the reader of this message is not the intended recipient, or the employee or agent responsible for delivering it to the intended recipient, you are hereby notified that any dissemination, distribution, or copying of this communication is strictly prohibited. If you receive this E-Mail in error, please notify the sender immediately at the email address and/or phone number above and delete the information from your computer. Please do not copy or use it for any purpose nor disclose its contents to any other person.

CONFIDENTIALITY NOTICE: This e-mail message including attachments, if any, is intended only for the person or entity to which it is addressed and may contain confidential and/or privileged material. Any unauthorized review, use, disclosure or distribution is prohibited. If you are not the intended recipient, please contact the sender by reply e-mail, destroy all copies of the original message, and do not disseminate it further. If you are the intended recipient but do not wish to receive communications through this medium, please advise the sender immediately.

Friday, September 13, 2013

Oh Herb do I dare have hope?


From: Joyce and Herbert Stein [mailto:fabrik@bellsouth.net]
Sent: Friday, September 13, 2013 1:48 AM
To: Jonathan Blum, Deputy Administrator Director - CMS; Madam Secretary Kathleen Sebelius - HHS
Subject: Oh Herb do I dare have hope?

 

Julie Ottaviani
10:49 PM (September 12, 2013)
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Oh Herb do I dare have hope?  I listened to your conversation with Jonathan and all I heard was the same old nonsense. I'll get back to you. I received my denial letter from my insurance company Humana Advantage stating the CMS policy on coverage of patients implanted after May 2007 which doesn't apply to me, I was implanted Jan. 12, 2006. And they also said I was denied because it was being used to diagnose which again does not apply to me because I am already implanted with 100% success for the last 7 years.  When I called and questioned them they had no answer for me except that my doctor would have to call in and make a verbal appeal for medical necessity.  I explained that they should be talking to me because my doctor was dead and the doctor making the request did not treat my illness for the past 15 years.  Fell on deaf ears.  The psychiatrist who is the partner of my doctor that passed away is Dr. Mathew Berger and quit frankly knows nothing about me. Just to fill you in Joyce's history is severe and no one should suffer with this black cloud my suicide attempts totaled 12 and a few times my oldest son who was about 12 at the time was the person calling 911.  Do you know that to this day even though I would not attempt suicide again because after being well for so long I realize the pain that it caused my family and my children, I still instinctively keep a full bottle of klonapin just in case I don't get the battery.  I swore I would never go back into the black hole of depression I would rather be dead.   I mentioned my decline to Dr. Berger at my appointment on Sept. 12th and also about my conversation with you and your working with other doctor to convince CMS to pass the compassionate care issue.  He did not seem to know anything about it.  I feel more alone than ever.  I mentioned to you in our conversation that I was going to consult my lawyer about the very issues you brought up in your telephone conversation with Blum and he told me it was pointless to file a suit against CMS it's like banging your head against a brick wall.  As I was listening to you tell Joyce's story it was all so familiar to me, the endless medications

the ECT treatments that did more harm than good, but medicare will pay for them.  It is because of too much shock therapy that I am on disability and costing the system money although a  lot less since the VNS was put in.  ECT wiped out most of my long term memory and damaged my short term memory.  So much gone my whole lifetime.  My talent and what earned me a living.  I was somewhat of a child prodigy on the guitar classical.  By the age of 12 my teachers told my parents they couldn't teach me any more that I had learned everything they knew and more.  So I began teaching.  I planned on music being my life's work.  After the treatments I could not remember how to read a note.  It was gone all gone.  All I could remember were a few basic chords.  I have never picked it up since that day.   Hospital bills eventually ran us into bankruptcy.  And when I finally got the implant in 2006 my improvement was just as quick as Joyce's and very similar. I did get a little manic for a while but not bad it was a kind over happy manic and my very much missed Dr deSoto put it " Your way too happy girl, we have to turn you down a notch".  Loved that man.  So I'm going to be waiting to hear from you on Monday after you speak to Blum and I will be praying for a positive answer for Joyce, myself and all of us fighting this battle.  Thank you for being our knight in shining armor.

Julie Ottaviani
11 Alexandria Drive   
Blakely, Pa  18447       
570-604-3043

You have my permission to use any or all of this email in anyway you think will be useful in our fight.
Julie Ottaviani

 

 

 

Dear Jonathan,

 

What does it take to get through to all you folks that your department’s negligence and further delays are seriously harming the very folks that you should be caring for and that the multi-year wellness they’ve derived from VNS Therapy are also reducing health care costs.

 

After speaking with Dr. Daniel Schultz earlier in the day I’ve come to the conclusion it may well be both your “medical team” and his former so called “experts” appear to be out of touch with reality.

 

Today I was also reminded of my immediate thoughts and response after reading the contents of the May 4, 2007 national coverage denial document.  I certainly was not happy to read the final determination.  But what truly appalled me was some of the contents of which I read.  Whoever composed the document, in my opinion, denigrated the physicians who practice psychiatry and the Art and Science of Psychiatry.  If I were a Psychiatrist, I certainly would be appalled.  There is no doubt in my mind that the authors of that document have no understanding of the difficult challenges these physicians face day in and day tending to this unique and seriously ill population of patients with whom conventional therapies are ineffective and very costly.  How can these people who penned that document really have an understanding when amongst other statements they issue the below listed statement?

 

D02 RCT

The well-designed, randomized controlled trial (D02) of 10 weeks (standard trial length for efficacy determination of an antidepressant medication)

failed to demonstrate statistically significantly superior outcomes greater than sham treatment (15% versus 10%, p = 0.31 (Fisher’s exact)).

 

“The well-designed, randomized controlled trial (D02) of 10 weeks…” sums up what little they knew and understood and what appears to continue to this very moment.  Dr. Schultz in my conversation with him today cited that a study of such a short duration was a mistake from the start and doomed to failure.  Amongst this and other points he, unlike his underlings, saw beyond their computer screens and as a practicing physicians he understood the need for the therapy.  The study needed more time but why discuss this matter now as any reasonable minded individual knows it was a mistake.  These patients for whom I advocate have not only responded but obtained long-term efficacy as you’ve read.  Yet your department issued the absurd statement amongst other abominating statements. 

 

The point being that it seems to me y’all still can’t comprehend what is being exhibited before your very eyes.  Once again, 100% of these implanted patients wanting to continue this therapy are responders obtaining long-term efficacy.  What can’t your “medical team” or any of you folks not comprehend or compute?

 

Your department issued the non-coverage statement on May 4, 2007.  Now do the morally right and just thing and issue a favorable “Compassionate use” decision for all those patients implanted on or before May 4, 2007.  At the same time it should put a smile on Dan Moore’s face as it will relieve Cyberonics of any responsibility or legal worry of violating “kickback statues” (joke).

 

Sincerely,

Herb

 

Joyce and Herbert Stein

1008 Trailmore Lane

Weston, FL 33326-2816

(954) 349-8733




 

 

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NOTICE OF CONFIDENTIALITY / Disclaimer

---------------------------------------------------------------

Disclaimer: This E-Mail is covered by the Electronic Communications Privacy Act, 18 U.S.C. §§ 2510-2521 and is legally privileged. The information contained in this E-Mail is intended only for use of the individual or entity named above. If the reader of this message is not the intended recipient, or the employee or agent responsible for delivering it to the intended recipient, you are hereby notified that any dissemination, distribution, or copying of this communication is strictly prohibited. If you receive this E-Mail in error, please notify the sender immediately at the email address and/or phone number above and delete the information from your computer. Please do not copy or use it for any purpose nor disclose its contents to any other person.

 

CONFIDENTIALITY NOTICE: This e-mail message including attachments, if any, is intended only for the person or entity to which it is addressed and may contain confidential and/or privileged material. Any unauthorized review, use, disclosure or distribution is prohibited. If you are not the intended recipient, please contact the sender by reply e-mail, destroy all copies of the original message, and do not disseminate it further. If you are the intended recipient but do not wish to receive communications through this medium, please advise the sender immediately.

"I write this I am preparing for another hospitalization."

From: Joyce and Herbert Stein [mailto:fabrik@bellsouth.net]
Sent: Friday, September 13, 2013 9:43 PM
To: Jonathan Blum, Deputy Administrator Director - CMS; Madam Secretary Kathleen Sebelius - HHS
Subject: "I write this I am preparing for another hospitalization."

Dear Jonathan,

I have copied and pasted another email below that I just received.  It too is self-explanatory.

I shall not give up.  I owe it to my spouse Joyce and Amy, Julie, Tami and all the other patients wanting a chance to live out their lives in peace, wellness and with dignity.

We need your help now…no more kicking the can down the road.  We need another individual with the compassion and understanding as exhibited by Dr. Daniel Schultz to do the right thing.

Sincerely,

Herb

Joyce and Herbert Stein

1008 Trail more Lane

Weston, FL 33326-2816

(954) 349-8733

http://www.vnstherapy-herb.blogspot.com

vnsdepression@gmail.com

http://vnstherapy.wordpress.com/

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Tami

8:29 PM (September 13, 2013)

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Herb,

I listened to your phone call with Jonathan Blum of CMS.  Me and my family are waiting on pins and needles to find out if the "Compassionate Use" document will be signed .  It is all I can do to follow your blog, but it has given me a glimmer of hope.   As I write this I am preparing for another hospitalization.  It will not help me other than to keep me safe for a few weeks.  Mr. Blum and the other "powers that be" need to understand the cost to so called treat my depression will continue to increase until it is greater than the cost of VNS.  I had not been hospitalized or had ECT for the five years my VNS worked.  

My battery died two years ago.  Since then I have been hospitalized once and am home bound and practically bed bound.   My very life depends on getting my VNS replaced soon.  VNS saved my life!  I just wish Mr. Blum and the others would see that I am a human being and I am pleading and begging for my life.  

Bless you for your advocacy.   As always, you have my permission to publish or use this email in anyway that will help.

Tami Gee

8913 Fresno St

Fort Smith, AR

firetlg@aol.com

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NOTICE OF CONFIDENTIALITY / Disclaimer

---------------------------------------------------------------

Disclaimer: This E-Mail is covered by the Electronic Communications Privacy Act, 18 U.S.C. §§ 2510-2521 and is legally privileged. The information contained in this E-Mail is intended only for use of the individual or entity named above. If the reader of this message is not the intended recipient, or the employee or agent responsible for delivering it to the intended recipient, you are hereby notified that any dissemination, distribution, or copying of this communication is strictly prohibited. If you receive this E-Mail in error, please notify the sender immediately at the email address and/or phone number above and delete the information from your computer. Please do not copy or use it for any purpose nor disclose its contents to any other person.

CONFIDENTIALITY NOTICE: This e-mail message including attachments, if any, is intended only for the person or entity to which it is addressed and may contain confidential and/or privileged material. Any unauthorized review, use, disclosure or distribution is prohibited. If you are not the intended recipient, please contact the sender by reply e-mail, destroy all copies of the original message, and do not disseminate it further. If you are the intended recipient but do not wish to receive communications through this medium, please advise the sender immediately.

"...treating severe unresponsive depressive disorder is exactly the reason that I approved the device..."

From: Joyce and Herbert Stein [mailto:fabrik@bellsouth.net]
Sent: Friday, September 13, 2013 2:37 PM
To: Jonathan Blum, Deputy Administrator Director - CMS; Madam Secretary Kathleen Sebelius - HHS
Subject: "...treating severe unresponsive depressive disorder is exactly the reason that I approved the device..."

Dear Jonathan,

I just received an email which I have copied and pasted below from Dr. Daniel Schultz (please read from the bottom of this page on up) as it is self-explanatory.  It also satisfied my 9 year need to know and understand this courageous and compassionate man’s thinking despite all the controversy surrounding this therapy option.

While Dr. Schultz also had medical experience and wisdom to understand the nature of the illness and challenges, you and Madam Secretary Sebelius certainly have far more information available at this time than Dr. Schultz.   At the very minimum you both by now should understand health benefits being obtained by these existing implanted patients.  This is no longer experimental for these patients.  This therapy has demonstrated for these patients 100% efficacy which cannot be denied nor in the annuals of psychiatric treatments has there been an efficacy demonstrated anywhere near to what I am presenting to you for these patients.

Again, correct the negligence perpetrated against these study subjects and patients.  Do what is morally right.  Issue a favorable “Compassionate use” decision now so that Joyce, Amy and the other patients can return to a reasonable quality of life.  The byproduct of their wellness is a cost savings to our economy.  Take care of the problem now or continue to pay higher and higher ineffective maintenance costs year after year.

Sincerely,

Herb

Joyce and Herbert Stein

1008 Trailmore Lane

Weston, FL 33326-2816

(954) 349-8733

http://www.vnstherapy-herb.blogspot.com

vnsdepression@gmail.com

http://vnstherapy.wordpress.com/

From: Joyce and Herbert Stein [mailto:fabrik@bellsouth.net]
Sent: Friday, September 13, 2013 2:05 PM
To: 'Daniel Schultz'
Subject: RE: VNS Therapy for depression...

Dear Dan,

Thank you ever so much for taking the time to talk with me the other day and for sharing your thoughts in this email.

I am making every effort humanly possible to get the powers that be to understand and issue a favorable “Compassionate use” decision for all those implanted patients prior to the national denial.  While I do believe like you that it is important to have newer treatment options available for these difficult to treat patients my immediate and urgent goal is care for those who have for multiple years responded and obtained efficacy.

L’Shanah Tovah as I also wish you and yours wellness and all the good you’d wish for yourselves.

Once again, thank you.

Sincerely,

Herb

Joyce and Herbert Stein

1008 Trailmore Lane

Weston, FL 33326-2816

(954) 349-8733

http://www.vnstherapy-herb.blogspot.com

vnsdepression@gmail.com

http://vnstherapy.wordpress.com/

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Disclaimer: This E-Mail is covered by the Electronic Communications Privacy Act, 18 U.S.C. §§ 2510-2521 and is legally privileged. The information contained in this E-Mail is intended only for use of the individual or entity named above. If the reader of this message is not the intended recipient, or the employee or agent responsible for delivering it to the intended recipient, you are hereby notified that any dissemination, distribution, or copying of this communication is strictly prohibited. If you receive this E-Mail in error, please notify the sender immediately at the email address and/or phone number above and delete the information from your computer. Please do not copy or use it for any purpose nor disclose its contents to any other person.

CONFIDENTIALITY NOTICE: This e-mail message including attachments, if any, is intended only for the person or entity to which it is addressed and may contain confidential and/or privileged material. Any unauthorized review, use, disclosure or distribution is prohibited. If you are not the intended recipient, please contact the sender by reply e-mail, destroy all copies of the original message, and do not disseminate it further. If you are the intended recipient but do not wish to receive communications through this medium, please advise the sender immediately.

From: Daniel Schultz [mailto:daniel.schultz@greenleafhealthllc.com]
Sent: Friday, September 13, 2013 1:55 PM
To: Joyce and Herbert Stein
Subject: Re: VNS Therapy for depression...

Hi Herb,

It was very nice talking to you yesterday and hearing how well your wife Joyce is doing with her VNS therapy. Providing patients with like Joyce with another option for treating severe unresponsive depressive disorder is exactly the reason that I approved the device and your story and others like it confirm my belief that despite the controversy associated with that decision, it was the right thing to do. 

I hope that Joyce and other patients who have benefited will continue to have access to the therapy and whatever reimbursement issues exist can be resolved to everyone's satisfaction.

Best regards,

Dan   

Daniel Schultz, M.D.

Senior Vice President, Medical Devices & Combination Products

Greenleaf Health LLC

202-609-8996 x2 w

240-401-2382 m

www.greenleafhealthllc.com

Greenleaf Health's NEW main number is 202.609.8996

Wednesday, September 11, 2013

VNS Therapy – Conversation with Mr. Jonathan Blum – CMS

From: Joyce and Herbert Stein [mailto:fabrik@bellsouth.net]
Sent: Wednesday, September 11, 2013 2:41 PM
Subject: VNS Therapy "Compassionate use" for depression patients...

To all of Joyce’s fellow implant depression patients,

In trying to keep you all informed to the best of my ability and to which I am allowed to publicly share information as it relates to my efforts to obtain a favorable “Compassionate use” determination for all the patients implanted for depression on/or before May 4, 2007 I would like to share some information.  While I have not yet achieved my goal you should know the following as I continue advocating for you all.

I would first and most importantly like to thank Mr. Jonathan Blum - CMS for taking his valuable time to speak with me personally to better understand Joyce’s and your very serious medical issues requiring immediate attention.  Quite frankly, I expected to be listening to Jonathan but he threw me a curve ball and I awkwardly did most of the speaking.  By the way, please also forgive my southern drawl if y’all don’t understand my speech.  I grew up in the deep South; that is South Brooklyn (joke).

My telephone conversation with Mr. Jonathan Blum – CMS

Joyce and I shall be leaving on Tuesday, September 17th to New York to attend our eldest granddaughter’s Bat Mitzvah.  We shall return on Tuesday, September 24th so I’ll be less available by computer for the week but my phone is on 24/7 if you folks need support.

Sincerely,

Herb

Joyce and Herbert Stein

1008 Trailmore Lane

Weston, FL 33326-2816

(954) 349-8733

vnsdepression@gmail.com

http://www.vnstherapy-herb.blogspot.com

http://vnstherapy.wordpress.com/

---------------------------------------------------------------

NOTICE OF CONFIDENTIALITY / Disclaimer

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Disclaimer: This E-Mail is covered by the Electronic Communications Privacy Act, 18 U.S.C. §§ 2510-2521 and is legally privileged. The information contained in this E-Mail is intended only for use of the individual or entity named above. If the reader of this message is not the intended recipient, or the employee or agent responsible for delivering it to the intended recipient, you are hereby notified that any dissemination, distribution, or copying of this communication is strictly prohibited. If you receive this E-Mail in error, please notify the sender immediately at the email address and/or phone number above and delete the information from your computer. Please do not copy or use it for any purpose nor disclose its contents to any other person.

CONFIDENTIALITY NOTICE: This e-mail message including attachments, if any, is intended only for the person or entity to which it is addressed and may contain confidential and/or privileged material. Any unauthorized review, use, disclosure or distribution is prohibited. If you are not the intended recipient, please contact the sender by reply e-mail, destroy all copies of the original message, and do not disseminate it further. If you are the intended recipient but do not wish to receive communications through this medium, please advise the sender immediately.

Friday, September 6, 2013

The pleas for help are slowly trickling in…

From: Joyce and Herbert Stein [mailto:fabrik@bellsouth.net]
Sent: Friday, September 06, 2013 3:50 PM
To: Jonathan Blum, Deputy Administrator Director - CMS; Madam Secretary Kathleen Sebelius – HHS

Subject: How many appeals and pleadings will it take to make you folks see the light?

Dear Mr. Blum and Madam Secretary Sebelius,

I’ve moments ago received another very compelling email correspondence from another VNS depression patient which I’ve copied and pasted below.  These real-life experiences are slowly trickling into me.  I have asked those patients, allowing me to share their personal life experiences, to also list their full names, addresses, telephone numbers etc. so that your “Medical team” can validate this data should they have nothing else better to do.  In doing so I am once again supplying facts/data that I would believe do not register in your computers or records of any kind.  I also ask these patients to share this information in the hope that maybe you or your people can comprehend the devastating effect your continued negligence and immoral position is having upon these patients.

How long will it take for you and your staff and Madam Secretary Sebelius and her staff to correct the wrong you’ve perpetrated and the negligence you’ve created by not caring for these patients?

Either of you two department heads have the ability through the stoke of your pens to cease this ongoing agony, suffering and forcing these patient back into hell.

I would only hope that some attorney with compassion and understanding for helping others might come across our pleas and find a legal issue to address your outright negligence, in my opinion.  I’ll have to look up the name of the attorney and the judge that ruled in the case for that 11-year old youngster in obtaining adult lungs for the young girl.  Maybe then we can get you folks moving in a favorable direction.

I hope you all have a wonderful weekend filled with the thoughts and remembrances of what you are reading from these real-live citizens whose anguish you can easily and morally end.

Sincerely,

Herb

Joyce and Herbert Stein

1008 Trailmore Lane

Weston, FL 33326-2816

(954) 349-8733

vnsdepression@gmail.com

http://www.vnstherapy-herb.blogspot.com

http://vnstherapy.wordpress.com/

From: ssagi@aol.com [mailto:ssagi@aol.com]
Sent: Friday, September 06, 2013 3:00 PM
To: fabrik@bellsouth.net
Subject: My VNS Story

My name is Sharon Strugnell and I am 66 years old.  I have suffered with depression since I was 16 years old when I had my first episode.  It is a horrible out of body experience, the worst ever.  You do not even feel human.  All you want to do is die and disappear.  I had a wonderful caring psychiatrist who was the most positive person in my life.  I believe he was at the end of his rope trying to help me but he never gave up and he found an article in some paperwork he received that advertised for people to volunteer to be study subjects for VNS.  He immediately called me and of course I said yes.  He set me up and filed all the paperwork with Cyberonics for me to participate in their research for their Vegas Nerve Stimulator.  He worked so fast that I was number one study subject.  I, too, tried every antidepressant made to man, psychiatrist after psychiatrist, 15 shock treatments, hospitalized for four weeks and nothing came close to helping at all. This illness effects everyone of your friends and family.  Somehow I came out with two beautiful daughters and five grandchildren. My husband stuck by my side though it all and was with me throughout the ordeal. Most of the time people want to run away from people like me as we cannot do anything but bring people down.  What kind of a life is that?

My stimulator was implanted on August 14, 2006.  It took a while to work but what wonderful results happened.  I am a new person now and honestly would love to help other people with this problem.  You cannot fully understand what it is like until you experience it and believe me, you wouldn't want to. I did my clinical study at FAU in Florida.  I never missed an appointment for five years as we sign that we will follow through with this program so with the hope that it would help other people as well. My doctor that headed the program was Dr.Peter Holland, a wonderful man.  My battery life had the expectancy of 5 years and I have been so lucky that it is still functioning, but I live in fear of the day the battery dies. I do not think I could ever go through that torture of the Black Hole again. It is truly a killer.

I am pleading with you to help myself and all other VNS receipients that want to continue their therapy.  It is such a shame that people have to commit suicide because they have nothing left to try.  What if it was your mother, father, husband or child that suffered so?  What would you do?  I never thought that I would have to plead for my life when I signed up for this study.  I thought all my problems were over.  So did everyone else I am sure. We appreciate everything Herb is trying to do to help us and his wife.  Thank you for reading this and for your time.

Sincerely

Sharon Strugnell

1365 SW 151st Way

Sunrise, FL 33326-1932

e-mail ssagi@aol.com

Phone:  954-801-9468

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Disclaimer: This E-Mail is covered by the Electronic Communications Privacy Act, 18 U.S.C. §§ 2510-2521 and is legally privileged. The information contained in this E-Mail is intended only for use of the individual or entity named above. If the reader of this message is not the intended recipient, or the employee or agent responsible for delivering it to the intended recipient, you are hereby notified that any dissemination, distribution, or copying of this communication is strictly prohibited. If you receive this E-Mail in error, please notify the sender immediately at the email address and/or phone number above and delete the information from your computer. Please do not copy or use it for any purpose nor disclose its contents to any other person.

CONFIDENTIALITY NOTICE: This e-mail message including attachments, if any, is intended only for the person or entity to which it is addressed and may contain confidential and/or privileged material. Any unauthorized review, use, disclosure or distribution is prohibited. If you are not the intended recipient, please contact the sender by reply e-mail, destroy all copies of the original message, and do not disseminate it further. If you are the intended recipient but do not wish to receive communications through this medium, please advise the sender immediately.

My continuing pleas and appeals to Jonathan Blum – CMS and Madam Secretary Kathleen Sebelius

From: Joyce and Herbert Stein [mailto:fabrik@bellsouth.net]
Sent: Thursday, September 05, 2013 4:30 PM
To: Jonathan Blum, Deputy Administrator Director - CMS
Cc: Madam Secretary Kathleen Sebelius
Subject: A continuing please for a favorable "Compassionate use" decision for the already implanted VNS depression patients...

Dear Mr. Blum

Not being a religious person although it is an auspicious time of year for some, I would like to wish you and your family and all those reading my correspondence, L’Shanah Tovah.

I can’t help but to continue reflecting back upon your statement to me that “Patient perspectives are invaluable to our review process” with much agitation.

Now that I’ve had some time to calm down I wanted you to know the statement had infuriated me at the time.  Just as I acknowledge that you’re not an M.D. and in all likelihood your “medical team” has little to no experience in tending to psychiatric patients or this implanted patient population I wanted you to know that I am not a patient but a support person and caregiver.  Nor am I just any ordinary support person and caregiver. 

In fact, I am an expert.  I am an expert far more knowledgeable than any of your medical team reviewing this issue for “Compassionate use” as it relates to my spouse Joyce and for all these implanted VNS patients for depression.  I am an expert far more knowledgeable than any of the physicians who have attended to my spouse all these years.  Now that you’ve finished scratching your head and wondering whether I’m a kook or something else I’ll elaborate.

I am an expert to my spouse Joyce as it relates to her major depressive illness.  There is absolutely no one who knows more about my spouse, her illness, her medications, her treatments, her responses, her side-effects and what has and has not worked for her all these years.  There is no one who has kept more detailed records and has observed her reactions 24/7/365 than I.

Neither you nor your medical team has carefully and astutely observed and maintained empirical data as I have through 50 years of marriage.  So when you speak of “perspectives” it grinded upon me.  You may have perspectives but when it applies to my spouse Joyce I have careful observations, empirical data and record keeping and detailed facts.

You folks have no knowledge of her responses, efficacy or reactions to her Zoloft (sertraline HCl), Lamictal (Lamotrigine) or for that matter the pharmacopeia of drugs she’s trialed over decades.  You folks have no knowledge of her responses, efficacy or reactions to ECT (Electroconvulsive shock therapy) trials over decades, do you?  Your department and staff quite honestly and frankly don’t know “shit from Shinola” as to what has and has not worked for my spouse and yet you talk about perspectives and reviews.

We have been fortunate through these years to have very knowledgeable, capable and compassionate physicians attend to Joyce.  And in doing so we retained those who also had the ability to listen attentively to what we know and thought.  Those who exhibited the deity syndrome were quickly dismissed.

I responded twice to CMS during the comment period for VNS Therapy for depression.  I was reminded by someone from CMS that the information I supplied was anecdotal.  If that be the case while my knowledge and information may be considered anecdotal then as an expert tending to my spouse all that your medical review board, in my opinion, could possibly offer up is valueless information or perspectives as they truly no nothing about my spouse.

I am also reminded about the Chinese physician, a number of years ago, who attended to cancer patients in the hinterlands of his country.  Through listening to patients and then through careful observations and detailed record keeping he was able to achieve remarkable success rates using arsenic for his cancer patients.  That Chinese physician faced ridicule and scoffing on the part of Western physicians just as I’ve similarly have read (i.e. Peter Laurie formerly of Public Citizens and I believe now with the FDA) as it pertains to VNS Therapy for depression.  The point being; the Chinese physician as I later read was eventually awarded a Noble prize for his observations, findings and newer effective treatment.  I am not a physician but I find I am facing similar circumstances in dealing with HHS and CMS.

What does this all have to do with Joyce?  You can’t close your eyes or shut your ears to what you are reading and being told.  I am telling you as her expert support person that after 50 years of my observations and record keeping that VNS Therapy has worked favorably for my spouse like no other therapy with absolutely no side-effects or safety issues.  Not only is she a responder she is in remission for almost 14 years.  I know with certainty there are other attending psychiatrists who can attest to similar observations and findings with their patients.  As an expert to my spouse how in good conscience can you or Madam Secretary Sebelius continue to delay issuing a favorable “Compassionate use” decision to all the patients similarly responding to that of Joyce and wishing to continue with the therapy?  How can you both in good conscience allow anyone to be implanted with a foreign object and simply turn your backs and walk away from their care?

This doesn’t require a medical team to review.  This is a matter of medical ethics, morals and humanism and doing what is right and just.  I’ll also add in the long-run money will be saved.

If a physician inadvertently during surgery left an instrument or object in a patient he or she might face charges for negligence.  Don’t you think that your department has intentionally committed the very same or similar negligence?  Your department through its oversight or ignorance or lack of concern has since May 4, 2007 not addressed this serious medical negligence.

Today I received an email petition for an individual appealing and seeking to obtain a trial medication for a cancer drug.  While I can empathize with the individual doing all one can to maintain hope and life I am again pointing out to you we are not talking about a trial and an uncertain outcome in our pleas.  100% of the implanted patients wanting to continue with this therapy are responders and obtaining efficacy.  I shall also point out to you again; these patients are responding for multiple years a fact which in and of itself is truly remarkable and won’t show up in your medical teams review statistics.  I’ll also point out to you these individuals are willing to undergo continued surgeries to maintain their wellness another fact that won’t show up before your medical review team.

At this point in time, knowing that which I do, isn’t it time that both you and Madam Secretary Sebelius acknowledge the oversight and correct this egregious negligence and injustice?   More importantly wouldn’t it suit you both better to know and allow these patients to enjoy the sweet nectar of their wellness rather than condemning them back to Hell?

Something else I’d like to share with you that does not show up in any of your data or statistics.  I am truly not an arrogant, pretentious or mean spirited individual.  In fact I was brought up to respectful and caring of others while at the same time I am assertive and most importantly, persistent.  Above my desk hangs a note with several precepts by which I try to live my life and which I’d like to share with you.

The first and most important of which that has served me well is:

“Persistence”

“Nothing in this world can take the place of persistence. 

Talent will not; nothing is more common than unsuccessful people with talent.

Genius will not; unrewarded genius is almost a proverb…” – Calvin Coolidge

 

“Happiness isn’t what you have…

It’s the ability to enjoy

What you have!” – Author unknown

 

“What we have done for

ourselves alone dies with us;

what we have done for

others and the world remains

and is immortal” – Albert Pike

 

“This is my simple religion.  There is no

need for temples; no need for

complicated philosophy.  Our own brain

our own heart is our temple; the

philosophy is kindness.” – Dalai Lama

 

Once again, I ask, I plead for you or Madam Secretary Sebelius to please pen your signature to a favorable “Compassionate use” document for the VNS implanted patients wanting to continue the therapy for depression.

Sincerely,

Herb

Joyce and Herbert Stein

1008 Trailmore Lane

Weston, FL 33326-2816

(954) 349-8733

vnsdepression@gmail.com

http://www.vnstherapy-herb.blogspot.com

http://vnstherapy.wordpress.com/

---------------------------------------------------------------

NOTICE OF CONFIDENTIALITY / Disclaimer

---------------------------------------------------------------

Disclaimer: This E-Mail is covered by the Electronic Communications Privacy Act, 18 U.S.C. §§ 2510-2521 and is legally privileged. The information contained in this E-Mail is intended only for use of the individual or entity named above. If the reader of this message is not the intended recipient, or the employee or agent responsible for delivering it to the intended recipient, you are hereby notified that any dissemination, distribution, or copying of this communication is strictly prohibited. If you receive this E-Mail in error, please notify the sender immediately at the email address and/or phone number above and delete the information from your computer. Please do not copy or use it for any purpose nor disclose its contents to any other person.

CONFIDENTIALITY NOTICE: This e-mail message including attachments, if any, is intended only for the person or entity to which it is addressed and may contain confidential and/or privileged material. Any unauthorized review, use, disclosure or distribution is prohibited. If you are not the intended recipient, please contact the sender by reply e-mail, destroy all copies of the original message, and do not disseminate it further. If you are the intended recipient but do not wish to receive communications through this medium, please advise the sender immediately.

Thursday, August 1, 2013

Marked Response to VNS in a Post-Cingulotomy Patient: Implications for the Mechanism of Action of VNS in TRD

Marked Response to VNS in a Post-Cingulotomy Patient: Implications for the Mechanism of Action of VNS in TRD

Charles R. Conway, MD, Mehret D. Gebretsadik MD, and Richard D. Bucholz, MD Return CNS Spectr. 2011;16:ePub Ahead of Print. Dr. Conway is associate professor in the Department of Psychiatry at Washington University School of Medicine; Director of the Washington University Treatment-resistant Depression and Neurostimulation Clinic; and assistant research professor in the Department of Neurology and Psychiatry at the St. Louis University School of Medicine in Missouri.  Dr. Gebretsadik is a psychiatrist in private practice in Springfield, Missouri. Dr. Bucholz is KR professor of neurosurgery in the Department of Surgery, Division of Neurosurgery at the St. Louis University School of Medicine; and Director of Neurosurgery Division, at the St. Louis University Department of Surgery. Faculty Disclosures: Dr. Conway has received honoraria for being on the speaker’s bureaus of Bristol-Myers Squibb, Merck, and Pfizer; and has received research support from Bristol-Myers Squibb. Mr. Gebretsakik and Mr. Bucholz report no affiliations with or financial interest in any organizations that may pose a conflict of interest. Date Submitted: March 31, 2010; Date Accepted: August 9, 2010.  Correspondence: Charles R. Conway, MD, 660 South Euclid, Campus Box 8134, St. Louis, MO 63110; E-mail cconway@wustl.edu

Focus Points

• New, more invasive, treatments, (eg, vagus nerve stimulation [VNS], deep brain stimulation), are evolving for the treatment of refractory illnesses in psychiatry.
• VNS is Food and  Drug Administration approved for treatment augmentation in severe, treatment-refractory depression. Studies suggest that the antidepressant effects of VNS are typically delayed by months.
• Studies demonstrate that electroconvulsive therapy (ECT) and VNS can be safely administered at the same time. Clinical experience and case reports suggest that ECT and VNS may have synergistic effects, (ie, patients who responded poorly to ECT in the past may respond better to this treatment after VNS implantation).

Abstract

Treatment-resistant major depression (TRMD, major depressive disorder that fails to respond to numerous therapies) is a relatively common and clinically challenging disorder. In many cases, the most severely affected TRMD patients have received surgical intervention (subcaudate tractotomy, limbic leucotomy, anterior capsulotomy, and anterior cingulotomy). New treatments, including vagus nerve stimulation (VNS) and deep brain stimulation, have emerged to treat individuals with TRMD. We describe the case of a woman, 53 years of age, with a long and sustained history of TRMD (33 years), which was unresponsive to numerous treatments (multiple pharmacotherapies, psychotherapy, electroconvulsive therapy [ECT]). Additionally, her TRMD failed to respond to a bilateral anterior cingulotomy. She underwent placement of a cervical vagus nerve stimulator and a brief course of ECT (3 unilateral treatments). Her depression improved markedly, and it has remained in sustained remission for 3.5 years. This case suggests a potential synergistic effect of VNS and ECT, as well as provides possible clues to the neural circuitry of VNS in TRMD.

Introduction

Treatment-resistant major depression (TRMD) is a variation of major depressive disorder in which patients fail to respond to numerous treatments (typically antidepressants with augmentation strategies and psychotherapy).1 In many patients with TRMD, a variety of treatments, delivered singly or in combination, including pharmacotherapies, psychotherapies, and electroconvulsive therapy (ECT), fail to provide an adequate response. Psychiatry has begun to explore more invasive treatments for TRMD, including vagus nerve stimulation (VNS),2 which was approved by the Food and Drug Administration as an adjunctive antidepressant therapy in 2005, and deep brain stimulation (DBS).  DBS has been approved for compassionate use in obsessive-compulsive disorder and is currently experimental for TRMD.3,4 In some severe cases, surgical interventions are used, including subcaudate tractotomy, limbic leucotomy, anterior capsulotomy, and anterior cingulotomy.5 Unlike VNS and DBS, these neurological surgeries involve creation of a lesion. In the case of a complete bilateral cingulotomy (as described here), this lesion would limit communication between the more anterior and posterior portions of the cingulum bundle. We describe the case of a TRMD patient whose depression did not respond to aggressive pharmacotherapy, psychotherapy, bilateral anterior cingulotomy, or ECT, but which remitted when treated with VNS in combination with ECT.

Case Report

Ms M, a Caucasian woman, 53 years of age, had TRMD of 33 years duration, and posttraumatic stress disorder (PTSD) related to sexual trauma that occurred around 20 years of age. Her depression began in her early teens and resulted in multiple psychiatric hospitalizations and several serious suicide attempts during her early twenties. She denied being depression-free for >30 consecutive days, alternating between “severely depressed” and “mildly depressed” for her entire adult life. She had no history of psychosis or manic episodes. She reported limited anxiety symptoms, predominantly PTSD-related (recurrent flashbacks and avoidance), although she reported that these symptoms had not impaired her functioning during the previous 10 years. Her depressive symptoms were primarily characterized by low mood, anhedonia, anorexia, weight loss, helplessness, hopelessness, excessive guilt, and suicidal ideation. She had an extensive family history of depression, including a brother who committed suicide. She denied use of illicit drugs but reported a history of alcoholism that was 8 years in sustained remission. Her medical history was remarkable for hypothyroidism (controlled), fibromyalgia, epilepsy (controlled), and estrogen-replacement hormone therapy for oophorectomy for uterine cancer. The patient began having seizures following a closed head trauma which occurred at 46 years of age (her depression preceded her epilepsy). She reported an average of 2 seizures/year (tonic-clonic) from 46–53 years of age, and she reports that she does not recollect her depression being any worse after the seizures than before. Ms M’s pharmacotherapy treatment history for TRMD was extensive. Over the previous 30 years, she had been treated with various combinations of 2–5 antidepressants and numerous augmentation agents. She had failed adequate dose-duration antidepressant trials with several different classes of antidepressant including selective serotonin inhibitors (citalopram, paroxetine, fluvoxamine, and escitalopram), tricyclic antidepressants (imipramine, amitryptyline), serotonin-norepinephrine reuptake inhibitors (venlafaxine extended release, duloxetine), buproprion, nefazodone, as well as antidepressant augmentation trials with lithium, aripiprazole, and olanzapine. She had multiple courses of ECT (bilateral and unilateral) from 1970–2006, with generally limited immediate benefit and no sustained or long-term benefit. In 1981, she underwent bilateral anterior cingulotomy for TRMD, which had no effect on depressive symptoms. She attempted suicide on several occasions after the cingulotomy. In 1983, she underwent a course of bilateral ECT (10 treatments) with no response. Two years later, another course of 10 bilateral ECT treatments also failed. With regards to history of Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition axis II pathology: none of her outpatient records lists her as having an Axis II diagnosis. Two psychiatric hospitalizations (1999 and 2000) listed the diagnosis of “borderline personality disorder”; a subsequent hospitalization (2005) listed “rule out borderline personality disorder”. She underwent a Minnesota Multiphasic Personality Inventory assessment in 2000, while hospitalized, which concluded: “nonspecific findings—marked anxiety, neediness, feelings of inadequacy, and ruminations over past trauma.” In late 2005 and early 2006 Ms. M failed another three month antidepressant combination trial: duloxetine (90 mg QD) combined with quetiapine (300 mg HS) and lithium (300 mg TID), as well as topiramate (200 mg QHS) for epilepsy. In March 2006, having failed an extensive list of antidepressant and mood stabilizers, Ms M underwent implantation of a VNS device for TRMD. Her previously described medications (ie, duloxetine, quetiapine, lithium, and topiramate) were unchanged. VNS was initially ineffective, with her depression (suicidal thoughts) resulting in a psychiatric hospitalization in May 2006. While in hospital, with VNS ongoing, she underwent three unilateral ECT treatments (VNS was temporarily deactivated only during the interval in which she received the ECT treatments), with considerable acute antidepressant benefit. At discharge, medications were duloxetine (60 mg QD), temazepam (15 mg QHS), and quetiapine (400 mg QHS). After discharge, the patient experienced continued improvement in her depressive symptoms. In June of 2006, she reported that her depression was “much better,” and that her core primary symptoms (anhedonia, decreased energy, hopelessness, helplessness, suicidal ideation) were “gone.” At this time, quetiapine was discontinued and zolpidem (for sleep) was added; otherwise, only limited dose adjustments occurred during the subsequent months. Three and one-half years later, she remains depression-free with no residual depressive symptoms. During a recent (December 2009) assessment, she scored 4 on the Montgomery-Åsberg Depression Rating Scale, which is consistent with depression remission. At that time, she reported stable mood, good sleep and appetite, social activity, good energy, and motivation. In addition to VNS, her medications were duloxetine (60 mg PO QD), temazepam (15 mg QHS), and zolpidem (10 mg QHS). She also continued to participate in weekly cognitive behavioral psychotherapy sessions, which began five years ago. Additionally, she reports she has not had any seizures following the implant of her VNS device. A high resolution computed tomography (CT scan; Figure 1), acquired using a General Electric LightSpeed VCT 64-Slice CT scanner (30 cm FOV, no gantry tilt, 1024 x 1024 matrix, 1.5 mm slice thickness) was obtained following placement of VNS. Review of the CT scan and comparison to standard brain atlases demonstrates a bilateral lesions (from the 1981 cingulotomy surgery) in the mid-portion of the cingulate gyrus with complete obliteration of the structure in the superior inferior and medial lateral dimensions.

Discussion

This case report highlights a woman, now 56 years of age, with a lifelong history of profound and debilitating TRMD characterized by numerous failed antidepressant medication trials, failed ECT trials (both before and after cingulotomy), and failed bilateral anterior cingulotomy, who has experienced sustained remission of her TRMD after VNS and a brief course (3 treatments) of ECT. This case also highlights the potential synergistic effect of VNS and ECT and allows for consideration of the neural pathways that may be essential for a VNS response in TRMD, including the fact that a completely transected anterior cingulate did not prevent an antidepressant response to VNS. Several articles describe the concomitant use of ECT with VNS.6-8 ECT is not contraindicated in VNS, but it is recommended that the device be deactivated during the ECT procedure to avoid potential complications involving cardiac or pulmonary side effects.6 Some reports have suggested that ECT and VNS may have a synergistic antidepressant effect.7,8 Our group has observed a similar anti-depressant synergistic effect between VNS and ECT in 3 cases as well (patients with lifelong histories of requiring recurrent ECT, no longer requiring ECT as frequently or requiring fewer ECT with the addition of VNS). Sharma and colleagues8 described two patients (unipolar, bipolar depression) for whom ECT had previously been unsuccessful. In both patients, VNS, was initially unsuccessful until ECT was reintroduced. It is also possible, in the case described above, that the ECT simply coincided with the patient’s response to VNS. Demonstrating a direct causal relationship between our patient’s sustained depression remission and VNS is not possible. Her history, however, lacked any sustained antidepressant response to any treatment. Before she received VNS, ECT had not previously elicited a response. Although some patients may experience an acute antidepressant response with only 3 ECT treatments, the typical recommended effective “dose” of ECT, in order to sustain the antidepressant response, is >3 treatments.9,10 Her initial early response to ECT, as well as her sustained euthymia suggest that VNS may have played a synergistic role with ECT. Ms. M is currently depression-free, and has been for 4 years. Before receiving VNS, she reported no depression-free period >1 month over her entire life. Sackeim and colleagues11 studied the effectiveness of ECT in TRMD in which ECT had been discontinued, and they reported a very high relapse rate (~70% at 1 year). VNS has well-established efficacy in treatment-resistant epilepsy. Additionally, there is a clear association between epilepsy and depression; hence it is possible that the patient’s partially-controlled epilepsy was contributing to her depression.12 However, her depressive symptoms (including hospitalizations and suicide attempts) clearly preceded her traumatic epilepsy onset. It is noteworthy that in addition to her depression resolution, the patient also reports no further seizures following VNS implantation. This case report may provide some key insights into the critical neuroanatomical network components “required” for successful VNS treatment in TRMD. The mechanism of action of VNS in TRMD, as in epilepsy, is incompletely understood. There is evidence that the effects of VNS on the brain systems associated with mood are mediated both through primary brainstem nuclei projections (dorsal raphe, locus ceruleus, nucleus tractus solitarius) and limbic system and direct cortical pathways.13,14 Current models of depression hypothesize that depression represents a dysregulation of several interconnected structures in the frontal and limbic circuitry.15-17 Key structures in this network include the prefrontal cortex (medial, orbital, and dorsolateral), the amygdala, the cingulate cortex, the hippocampus, striatum, dorsal thalamus, and the hypothalamus. Many of these structures intersect with the upstream afferent pathway of the vagus (Figure 2). The cingulate cortex, fully transected in Ms. M’s case, is considered a pivotal region in depression neuroimaging studies. Visual inspection of the high resolution CT scans (Figure 1) demonstrates that the patient’s cingulate gyrus was transected at the junctional region of the dorsal anterior cingulate and the mid-cingulate. The transection occurred well forward of the posterior cingulate cortex. The cingulate (and underlying cingulum bundle) is a critical structure in mood disorders. Structural neuroimaging studies have demonstrated a reduction in gray matter volume in the left subgenual anterior cingulate in individuals with depression.18-20 Functional neuroimaging studies of the subgenual anterior cingulate cortex (Brodmann’s area [BA] 25) in depression have also shown this region to be hypometabolic compared with non-depressed controls.20 Other studies have demonstrated that when corrected for the volume loss occurring in this region with depression, BA 25 is actually hypermetabolic compared with nondepressed controls.21 Further, numerous treatment modalities, including medications,22 DBS,3 and sleep deprivation23 have demonstrated decreased metabolism of BA 25. More dorsal regions of the cingulate also have been identified as involved in depression. Studies have found that the dorsal anterior cingulate (dorsal to the corpus callosum and posterior to the genu of the corpus callosum) also undergoes change with depression: positron-emission tomography imaging studies assessing antidepressant and DBS antidepressant response demonstrate increased activation of this region.24,25 How might activation of the left vagus affect the fronto-limbic mood circuitry? Upstream vagal projections synapse with anterior components of these fronto-limbic circuits: most of the upstream afferent fibers of the vagus travel via the nucleus tractus solitaries (NTS).13 Fibers from the NTS project to the central nucleus of the amygdala as well as the nucleus accumbens. Additionally, animal models demonstrate the NTS, synapsing through the parabrachial nucleus, also send projections to the thalamus, the amygdala (particularly the central nucleus of the amygdala, but also the basolateral and other amygdalar nuclei), the anterior insula, and infralimbic cortex, lateral prefrontal cortex, and other cortical regions.13,26 Of note, the predominance of upstream vagal afferent pathways target regions in the anterior/temporal portions of these circuits (ie, amygdala, nucleus accumbens, insula, and prefrontal cortex). The connections between these regions would have been spared in the cingulotomy described in this case report (location of surgical lesion depicted in Figure 3). Neuroimaging studies of VNS in TRMD demonstrate that most of the acute effects of VNS in TRMD occur in anterior and temporal regions.27-30 These regions include the anterior cingulate, the insular region, lateral and medial prefrontal cortex, and orbitofrontal cortices. Given the known neuroanatomy and evidence from neuroimaging studies, two distinct (though by no means exclusive) methods by which VNS acts on the fronto-limbic mood circuitry emerge: amygdalar and lateral orbital-insular synaptic pathways. The amygdala is known to have extensive cortical projections, including the rostral insula and temporal pole; however, the strongest of these connections are with the medial prefrontal cortex rostral and ventral to the genu of the corpus callosum.17 Similarly, vagal projections to the lateral orbital cortex (and adjacent anterior insular regions), which likely interact with medial prefrontal regions, may be another mechanism by which VNS acts in TRMD. In both instances, these mechanisms of action seem to have minimal involvement with the posterior limbic/paralimbic circuitry and would not be affected by a bilateral cingulotomy. Understanding the anatomy of the cingulate gyrus and underlying white matter (cingulum bundle) and the mechanism by which this structure integrates with other components of the frontolimbic mood network may provide insights into the reasons for the success of VNS in an individual with a complete bilateral cingulotomy. The anatomy and interconnections of fibers making up the cingulate gyrus are very complex and beyond the scope of this case report. Mufson and Pandya31 used an autoradiographic tracer injection studies in Rhesus monkeys to analyze the constituent white matter components of the cingulum bundle. They found that most cingulum fibers arise from the thalamus, the cingulate cortex itself, and association areas (Figure 3). Fibers from all three origins project both rostrally and caudally. Interestingly, fibers arising from both the anterior and posterior portions of the cingulate cortex projected into prefrontal cortex; however, only fibers from the anterior portion (BA 24; Figure 3, panel A) project into the insula and amygdala. In contrast, fibers originating from the posterior cingulate cortex (BA 23; Figure 3, panel B) did not project to these structures.31 These tracer studies suggest that the principal direct communication between cingulate cortex and other central components (eg, amygdala) of the frontal-limbic circuitry implicated in mood disorders predominantly involves the more anterior cingulate regions. On the basis of this case report, it appears that direct communication between the posterior and anterior cingulate is not necessary for VNS to be efficacious in TRMD. Unlike DBS or VNS, a cingulotomy involves physically lesioning neuronal pathways: a complete bilateral transection of the cingulate cortex would likely cut at least much if not all of the synaptic communication between anterior and posterior components of the “default mode system” (medial and dorsal prefrontal cortex and posterior cingulate cortex).32 Recent studies33 suggest individuals with depression have problems “shifting out” of the default mode system when challenged. Because the default mode system has been associated with self-referential function, it can be suggested that persistent activity in the system may be associated with rumination on self-related, possibly negative thoughts.

Conclusion

To our knowledge, this study is the first reported case of a patient with a failed cingulotomy for TRMD who subsequently experienced an antidepressant response to VNS. Based on the computed tomography confirmed, near-complete obliteration of the bilateral cingulate, this case suggests an intact cingulum (in the anterior-posterior axis) is not necessary to respond to VNS. Considering that the most aggressive of treatments had failed for Ms. M’s TRMD, this case study highlights the potential efficacy of VNS in very treatment resistant clinical depression and emphasizes the need for further studies to determine the mechanism of action of VNS in TRMD. CNS

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