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Sunday, July 7, 2013

Deep brain stimulation can aid Parkinson's sufferers

Deep brain stimulation can aid Parkinson's sufferers

Sending small pulses of electricity to the brain can relieve the symptoms of Parkinson's disease and other neurological conditions, writes David Tan

Monday, 08 July, 2013 [Updated: 9:35AM]

David Tan life@scmp.com

 

Wires inserted into the brain delivering jolts of electricity able to alter movement and behaviour may sound like the stuff of a sci-fi movie. But for people suffering from certain neurological conditions, this scenario is real and offers a much-needed source of relief.

Deep brain stimulation uses a surgically implanted medical device, similar to a pacemaker, to deliver mild electrical pulses to precisely targeted areas of the brain.

Over the past two decades, doctors have turned to deep brain stimulation (DBS) to help people with Parkinson's disease, and movement disorders like essential tremor and primary dystonia, a debilitating condition that causes painful, twisting muscle spasms.

It's already an established treatment for advanced stages of Parkinson's that medication alone can no longer treat. Although it's not a cure, and doesn't halt disease progression, for certain patients it can vastly improve symptoms such as tremors and muscle rigidity that could make the patient dependent on a caregiver.

But the therapy is no longer seen as a last resort. It's also being applied to earlier stages of Parkinson's. Scientists are also exploring other applications for the therapy: to treat obesity, Alzheimer's disease and psychiatric conditions such as depression and obsessive-compulsive disorder.

Chronic stimulation of sub-cortical structures was first used in the early 1950s, but the modern form of DBS, developed in 1987, can be attributed to Alim-Louis Benabid and Pierre Pollak of the University of Grenoble's department of neurosurgery and neurology in France.

The surgery evolved out of the surgeries in which doctors used heat probes to burn and permanently damage small regions of the brain that are known to trigger certain neurological conditions.

In DBS, instead of destroying tissue, a neurosurgeon implants slender millimetre-thick electrodes that pump steady electrical pulses via a battery-powered device - a "brain pacemaker" - that's implanted in the chest.

The device is programmed externally with a remote, hand-held controller to fine-tune the electrical stimulation for individual patients.

The US Food and Drug Administration approved the surgery for "essential tremor" in 1997 and for tremors associated with Parkinson's disease in 2002.

DBS was first introduced in Hong Kong in 2007 at the Prince of Wales Hospital. The first patient benefited from the treatment for more than 16 years and had to undergo battery changes only twice at six-year intervals, according to Professor Poon Wai-sang, chief of neurosurgery at Chinese University.

Benefits vary among patients according to the severity of their condition. "Our initial selection of patients was conservative - choosing the most disabled patients. [But] it turned out that the moderately disabled patients benefited most," Poon says.

A recent two-year clinical trial found it might improve overall quality of life and social functioning in patients in earlier stages of Parkinson's, too. In the past, doctors have relied solely on drugs in this period.

The study, published in February in the New England Journal of Medicine, showed that DBS was more effective than other medical treatment in patients with Parkinson's disease and early motor complications. The study's lead investigator, Dr Günther Deuschl, a professor of neurology at Christian-Albrechts-University in Kiel, Germany, says: "These results signal a shift in the way patients with Parkinson's disease can be treated."

In Singapore, about one or two cases of DBS are performed each month at the National Neuroscience Institute, according to Professor Ng Wai-hoe, head of the institute's neurosurgery department. "At present, we normally offer DBS to [Parkinson's] patients with moderate disease severity; that is, when patients begin to experience problems with their motor system or when they develop adverse effects from medication," Ng says.

DBS could rapidly become a treatment for people with obesity

Dr Casey Halpern

"The surgery takes two to three hours but can vary depending on the technique used by the functional neurosurgeon. At the National Neuroscience Institute, we make use of both anatomical targeting and microelectrode recording to place the electrode."

A new, safer way to perform the surgery, detailed in an article last month in the Journal of Neurosurgery, could expand significantly the number of patients who might be candidates for DBS surgery. Using advances in brain imaging, the new technique - tested in 60 patients - allows for extremely accurate electrode placement. Implanting them is painstaking: it starts with boring a hole through the skull and threading the electrodes deep into the brain, aiming for a spot that's a fraction of the size of a pea.

"Patients don't need to be awake during this surgery - which will mean many more patients who can be helped by this surgery will now be willing to consider it," says Dr Kim Burchiel, chair of neurological surgery at Oregon Health & Science University and lead author of the study.

Apart from Parkinson's, DBS is now also being tested for Alzheimer's, another form of dementia that also has no cure and is not easily managed.

Dr Douglas Scharre, from the Ohio State Wexner Medical Centre in the US, says the disease is progressively disabling, with loss of memory, cognition and worsening behavioural function.

His team enrols patients with mild or early-stage Alzheimer's to determine whether DBS treatment can improve brain function involved in cognition and behaviour.

DBS could also help people with conditions such as intractable depression, refractory epilepsy, obsessive compulsive disorders and drug addiction.

Addiction can take many forms, including binge eating and alcohol dependence - both of which are being targeted with DBS therapy. In mice and people who overeat compulsively, scientists have pinpointed an abnormality in the regulation of the brain's reward system. Through tests on obesity-prone mice, researchers at the University of Pennsylvania in the US reported in April that DBS reduces binge eating.

"Once replicated in human clinical trials, DBS could rapidly become a treatment for people with obesity due to the extensive groundwork already established in other disease areas," says study lead author Dr Casey Halpern.

For alcoholism, lab tests on rats have shown that DBS consistently reduced alcohol consumption in the rodents. Tests on human alcoholics show that DBS treatment produced less risky and more controlled behaviour accompanied by reduced drinking.

Intriguingly, while the effects of DBS are reportedly reversible, doctors have been surprised to find patients who continued to enjoy symptom relief even after their devices were switched off.

A recent study reported that two patients being treated for dystonia had their DBS devices accidentally switched off for months, but they only noticed it when mild symptoms returned.

Dr Michele Tagliati, director of the movement disorders programme at Cedars-Sinai Department of Neurology in the US, says: "Current thought is that symptoms will worsen within hours or days of device shut-off, but these two young men continued to have clinical benefit despite interruption of DBS therapy for several months.

"To our knowledge, these two cases represent the longest duration of retained benefit in primary generalised dystonia."

Moreover, when these patients' symptoms did return, the severity was far milder than it was before DBS, Tagliati says.

life@scmp.com

http://www.scmp.com/lifestyle/health/article/1276130/deep-brain-stimulation-can-aid-parkinsons-sufferers

Thursday, July 4, 2013

Transcutaneous auricular vagus nerve stimulation as a complementary therapy for pediatric epilepsy: A pilot trial.

Epilepsy Behav. 2013 Jun 29;28(3):343-346. doi: 10.1016/j.yebeh.2013.02.001. [Epub ahead of print]

Transcutaneous auricular vagus nerve stimulation as a complementary therapy for pediatric epilepsy: A pilot trial.

He W, Jing X, Wang X, Rong P, Li L, Shi H, Shang H, Wang Y, Zhang J, Zhu B.

Source

Institute of Acupuncture and Moxibustion, China Academy of Chinese Medical Sciences, China.

Abstract
OBJECTIVE:

We investigated the safety and efficacy of transcutaneous auricular vagus nerve stimulation (ta-VNS) for the treatment of pediatric epilepsy.

METHODS:

Fourteen pediatric patients with intractable epilepsy were treated by ta-VNS of the bilateral auricular concha using an ear vagus nerve stimulator. The baseline seizure frequency was compared with that after 8weeks, from week 9 to 16 and from week 17 to the end of week 24, according to the seizure diaries of the patients.

RESULTS:

One patient dropped out after 8weeks of treatment due to lack of efficacy, while the remaining 13 patients completed the 24-week study without any change in medication regimen. The mean reduction in seizure frequency relative to baseline was 31.83% after week 8, 54.13% from week 9 to 16 and 54.21% from week 17 to the end of week 24. The responder rate was 28.57% after 8weeks, 53.85% from week 9 to 16 and 53.85% from week 17 to the end of week 24. No severe adverse events were reported during treatment.

CONCLUSION:

Transcutaneous auricular VNS may be a complementary treatment option for reducing seizure frequency in pediatric patients with intractable epilepsy and should be further studied.

Copyright © 2013 Elsevier Inc. All rights reserved.

PMID:
23820114
[PubMed - as supplied by publisher]
http://www.ncbi.nlm.nih.gov/pubmed/23820114

Wednesday, July 3, 2013

Vagus nerve stimulation for chronic major depressive disorder: 12-month outcomes in highly treatment-refractory patients.

J Affect Disord. 2013 Jun 28. pii: S0165-0327(13)00459-X. doi: 10.1016/j.jad.2013.05.080. [Epub ahead of print]

Vagus nerve stimulation for chronic major depressive disorder: 12-month outcomes in highly treatment-refractory patients.

Christmas D, Steele JD, Tolomeo S, Eljamel MS, Matthews K.

Source

Advanced Interventions Service, NHS Tayside, Ninewells Hospital and Medical School, Dundee DD1 9SY, UK. Electronic address: david.christmas@nhs.net.

Abstract
BACKGROUND:

There are limited treatment options for patients with chronic, treatment-refractory major depression who do not respond to routinely-available treatments. Vagus Nerve Stimulation (VNS) may represent an alternative to ablative neurosurgery for a specific group of patients.

METHODS:

12-month response rates for 28 patients with chronic (≥2 years) major depression who had failed to respond to ≥4 adequate treatment trials in the D03 European open clinical trial of VNS were described along with response rates for 13 consecutive patients who underwent VNS within the neurosurgical treatment programme in Dundee.

RESULTS:

In the D03 cohort (N=28), the response rate at 12 months (defined as a 50% reduction in symptom score) was 35.7%. In the Dundee VNS case series (N=13), the equivalent response rate was 30.8%.

LIMITATIONS:

These data are from unblinded and open studies, and there is no control group. Other factors may have contributed to some of the improvement seen, although this is unlikely in very chronic populations. Outcomes are not reported beyond 12 months.

CONCLUSION:

Response rates at 12 months for patients with chronic and highly-refractory major depression are broadly consistent with previously published results in more heterogeneous and less refractory clinical trial populations. In highly treatment-resistant patients, the rate of response with VNS at 12m is at least twice that anticipated with 'treatment-as-usual'.

Copyright © 2013. Published by Elsevier B.V.

PMID:
23816447
[PubMed - as supplied by publisher]
http://www.ncbi.nlm.nih.gov/pubmed/23816447
Related citations in PubMed

See reviews...See all...

Long-term results of vagal nerve stimulation for adults with medication-resistant epilepsy who have been on unchanged antiepileptic medication.

Seizure. 2013 Jan;22(1):9-13. doi: 10.1016/j.seizure.2012.09.008. Epub 2012 Oct 4.

Long-term results of vagal nerve stimulation for adults with medication-resistant epilepsy who have been on unchanged antiepileptic medication.

García-Navarrete E, Torres CV, Gallego I, Navas M, Pastor J, Sola RG.
Source
Division of Neurosurgery, Department of Surgery, University Hospital La Princesa, Universidad Autónoma, Madrid, Spain.
Abstract
PURPOSE:
Several studies suggest that vagal nerve stimulation (VNS) is an effective treatment for medication-resistant epileptic patients, although patients' medication was usually modified during the assessment period. The purpose of this prospective study was to evaluate the long-term effects of VNS, at 18 months of follow-up, on epileptic patients who have been on unchanged antiepileptic medication.
METHODS:
Forty-three patients underwent a complete epilepsy preoperative evaluation protocol, and were selected for VNS implantation. After surgery, patients were evaluated on a monthly basis, increasing stimulation 0.25mA at each visit, up to 2.5mA. Medication was unchanged for at least 18 months since the stimulation was started. The outcome was analysed in relation to patients' clinical features, stimulation parameters, epilepsy type, magnetic resonance imaging (MRI) results, and history of prior brain surgery.
RESULTS:
Of the 43 operated patients, 63% had a similar or greater than 50% reduction in their seizure frequency. Differences in the responder rate according to stimulation intensity, age at onset of epilepsy, duration of epilepsy before surgery, previous epilepsy surgery and seizure type, did not reach statistical significance. Most side effects were well tolerated.
CONCLUSIONS:
62.8% of our series of 43 medication-resistant epileptic patients experienced a significant long-term seizure reduction after VNS, even in a situation of on unchanged medical therapy. Patient characteristics predictive of VNS responsiveness remain subject to investigation. Controlled studies with larger sample sizes, on VNS for patients with medication-resistant epilepsy on unchanged medication, are necessary to confirm VNS efficacy for drug-resistant epilepsy, and to identify predictive factors. Copyright © 2012 British Epilepsy Association. Published by Elsevier Ltd. All rights reserved.
PMID:
23041031
[PubMed - indexed for MEDLINE]

http://www.ncbi.nlm.nih.gov/pubmed/23041031
Related citations in PubMed
See reviews...See all...








Tuesday, July 2, 2013

Deep brain stimulation: The bleeding edge of neurohacking and transhumanism

Deep brain stimulation: The bleeding edge of neurohacking and transhumanism

Deep-brain-stimulation

Deep brain stimulation (DBS) has proven to be a remarkable success for the treatment of many movement disorders. The dramatic video below shows what happens to Andrew “Cyber-AJ” Johnson just seconds after he turns off his Medtronic DBS unit. AJ has Parkinson’s disease and his otherwise debilitating tremors are completely eliminated once the stimulators placed in the subthalamic nucleus (STN) of his brain kick in. The obvious question that neurohackers and transhumanists are asking, though, is: What’s so special about the subthalamic nucleus?

Researchers initially hit upon the STN as a site for stimulation when studying monkeys with artificially induced movement disorders. It was known that the drug, MPTP, caused damage to the substantia nigra, the major dopamine-producing part of the brain. The STN is actually right next door to the substantia nigra, and by virtue of its interconnectedness to the motor areas of the brain was a logical site to explore. The other thing going for the STN was that the excitatory output cells there seemed to be spontaneously active — pacemakers, as some would have it. Neurons there were reliably hammering out spikes at 80 or 90 hertz, even when the monkeys seemed to be doing nothing at all.

The larger story however, is that there is nothing particularly special about stimulating in the STN for gross tremor relief. Both lesions, which eliminate STN activity, and stimulation, which presumably increases it, seem to have similar effects. Furthermore, putting the electrodes instead in any number of surrounding brain nuclei, or passing fiber tracts, seems to have similar beneficial effects.

Subthalamic

What’s the take-home message from this for DIY neurohacking?

As we noted in one of our articles on transcranial magnetic stimulation, when there is something seriously wrong with your brain, the stimulation need not be so precise to have a beneficial effect. For example, if your response to someone extending their hand to greet you is to hemiballastically flap both arms in what best be described as a futile attempt to get airborne, any side effects of powerful STN stimulation may be tolerable. For recreational DBS, or its prescriptionless proxy, tDCS (transcranial direct current stimulation), a slightly more informed position may be desirable.

With brain stimulation, the readily observable motor effects, and the more subtle internal emotional correlates that may accompanying it, are not always easy to extricate from one another. In 1999, two middle-aged men with Tourette’s syndrome had their thalamic nuclei implanted with stimulators to curb their motor tics. Their devices were similar, one had a Medtronic 7425 pulse generator, and the other the 7428. For whatever reason, researchers ended up doing some penile plethysmography on these guys — strain gauges and all. Apparently one bloke was having man problems and had to turn off his device to complete his conjugal relations, while the other chap apparently had just the opposite problem, a little too much excitement.

DBS Electrode

Long story short, extrapolating stimulation effects from one brain to another is not always reliable. Medtronic, which currently monopolizes the DBS market, does provide for some customizability of the stimulation programs used, and the choice of electrode sites to be used. However, it remains to be seen how much power the end user will have in selecting the settings. Most devices have a current mode, and a voltage mode, and in addition to adjustable stimulation amplitude, common parameters which can be set include, pulse width, pulse width limits, rate, electrode polarity, ramp-up, and brain hemisphere chosen. That is actually a fair bit of control. We can only hope companies do not seek to patent specific programs or stimulation sequences — as that perhaps would be the height of brain stimulation absurdity. (See: Do you own your genes, or can Big Pharma patent them?)

One major problem with the existing protocol for DBS of the subthalamic nucleus is that the electrodes are destructively plunged into position from the top of the brain (pictured above). There are better ways to access this area of the brain from the bottom if a little more imagination is used. Other parts of the brain might even be accessible transsphenoidally, or through the nose, as is often used to access the pituitary region in surgery. We are not advocating DBS of the pituitary in attempt to release extra growth hormone for aspiring hoopsters, just noting that paying a little attention to cranial anatomy may be useful. For example, there are various natural sinuses close to the brain which may prove to be valuable real estate as communications relays, or other electronics depots.

SinusIn particular, the frontal sinus and the ethmoidal sinus seem to be regular structures from individual to individual, and may ultimately be co-opted into service, provided hardware does interfere with their natural function. In a fashion-aware society, a premium may for some time be put on the appearance of normalcy, and therefore using every cubic centimeter of natural space may be preferable to having the odd, bulbous, protrusion on the scalp.

http://www.extremetech.com/extreme/160203-deep-brain-stimulation-the-bleeding-edge-of-neurohacking-and-transhumanism

The Half-Trillion-Dollar Depression

It’s the Economy

The Half-Trillion-Dollar Depression

Illustration by Jasper Rietman

By CATHERINE RAMPELL
Published: July 2, 2013

Eliza, who asked that I not disclose her last name, successfully battled depression for most of her life. She persevered through college and graduate school and worked steadily for more than a decade as a pharmacist. Then, about two years ago, she suffered from an unusually debilitating stretch in which she didn’t respond to antidepressants, and her insurance company refused to pay for experimental treatments that her doctors recommended. Now in her 40s, she has become one of the more than 1.4 million Americans on the federal disability rolls for mood disorders. She also receives Medicaid, food stamps and fuel assistance. “I never wanted a handout,” Eliza told me last month, adding that she has held on to her pharmacy license in the hope that her condition may yet improve. “I would give anything to get out of this and go back to where I was before.”

Mental illness has been an increasingly significant health concern over the past several decades, but it’s now becoming an economic one too. The number of Americans who receive Social Security Disability Insurance for mental disorders has doubled during the past 15 years. Eliza is now one of an estimated 11.5 million American adults with a debilitating mental illness, on whom the country spends about $150 billion annually on direct medical costs — therapy, drugs, hospitalizations and so forth. But the biggest blow to the overall economy are the many hidden, indirect costs. People with serious mental illness earn, on average, $16,000 less than their mentally well counterparts, totaling about $193 billion annually in lost earnings, according to a 2008 study published in The American Journal of Psychiatry. And many mentally ill workers, who are more likely to miss work, also suffer from what social scientists call presenteeism — the opposite of absenteeism — in which they are very likely to be less productive on the job when they show up.

Reduced earnings and a lower likelihood of being, or staying, married compound the problem. The mentally ill are at higher risk of poverty than their peers, which subsequently increases their need for other public safety-net services like food stamps and subsidized housing. Their use of those services, according to one recent estimate, probably costs taxpayers another $140 billion to $160 billion a year. All together, our cumulative mental-health issues — depression, schizophrenia and bipolar disorder, among others — are costing the U.S. economy about a half-trillion dollars. That’s more than the government spent on all of Medicare during the last fiscal year.

With a major expansion of health insurance slated to take effect next year under Obamacare, policy makers are obsessing over how to bring down such costs. But listening to Eliza talk about getting back to work, it was hard not to wonder whether the best way to cut the long-term costs associated with mental illness was, paradoxically, to spend more money on directly treating it now. Economists refer to this as the cost offset, and it’s sort of like a return on an investment that comes from helping mentally ill people become more productive and less dependent on taxpayers.

There is evidence that suggests this might work. A study published in 2007 in The Journal of the American Medical Association, for example, enrolled depressed employees at 16 large companies in a randomized controlled trial. Some of them received telephone outreach, care management and optional psychotherapy, while others received their usual care. The employees in the “enhanced care” group not only worked longer weeks than those in the other group but also demonstrated greater job retention. Those increases in hours on the job brought companies an average annual value of $1,800 per worker, which was estimated to exceed the cost of both the outreach program and the roughly 10 additional mental-health specialty visits made by subjects in the treatment group. Another study conducted at 12 primary-care facilities found increased productivity and reduced absenteeism for patients who received enhanced treatment.

The question is whether those findings will apply on a much larger scale. Obamacare — coupled with another recent law that forces insurers to cover behavioral-health care the same way they cover other medical care — will significantly increase coverage for mental illness for about 62.5 million people. And there is one subtle way that this expansion of coverage could improve Americans’ outcomes almost immediately. The recent Oregon Medicaid experiment, in which poor people received Medicaid coverage by lottery, found that having health coverage didn’t necessarily improve outcomes for certain physical ailments, like diabetes, but it did reduce rates of depression by 30 percent, even though antidepressant use barely increased. The mere fact that people didn’t have to worry about a costly medical emergency, researchers deduced, may have helped reduce rates of depression.

The main way expanded coverage would help people with mental illness, though, would be to get more of them into successful treatment. And Obamacare alone won’t get that done. Even though tens of millions of people will get more coverage, estimates suggest that only 1.15 million new users will take advantage of mental-health services. A lot of people who will be extended coverage don’t need care; others, fearful of the stigma around mental health, may not take it. What’s more distressing, from both an economic and a social perspective, is that a lot of people who do muster the courage still won’t get the right kind of treatment. About half of Americans who seek care for serious mental illnesses get treatment that does not help them or is not even recommended for their condition. Some, like Eliza, have illnesses that are resistant to first-line antidepressants. It took years before she could get her insurance company to foot the bill for an alternate treatment that her doctors said was medically necessary. By then she had already fallen into poverty.

One way to address the quality-of-care issue is to invest in more comparative-effectiveness research, which is a fancy term for pitting health care options head to head to see which works best for which patients and under what circumstances. Economists have long advocated this as a way to ensure we’re spending our money more wisely, but the United States sponsors surprisingly little of it. There’s a popular distaste for anything that smacks of government telling doctors or patients what to do. Also comparative-effectiveness research is ridiculously expensive. But just as it’s important to think dispassionately about the costs and benefits of expanding mental-health-care insurance, its also important to think dispassionately about what we spend our mental-health-care dollars on. If we want to realize the long-term economic and social benefits that come from helping people burdened by mental illness, we may have to endure some short-term economic pain.

Catherine Rampell is an economics reporter for The Times. Adam Davidson is off this week.

http://www.nytimes.com/2013/07/02/magazine/the-half-trillion-dollar-depression.html?pagewanted=all&_r=0

Monday, July 1, 2013

Breaking the Seal on Drug Research

Breaking the Seal on Drug Research

Steve Ruark for The New York Times

Peter Doshi, in background, wants to give consumers “the full picture” on drug data. He shared an article with Kevin Fain in a Johns Hopkins cafe.

By KATIE THOMAS
Published: June 29, 2013
PETER DOSHI walked across the campus of Johns Hopkins University in a rumpled polo shirt and stonewashed jeans, a backpack slung over one shoulder. An unremarkable presence on a campus filled with backpack-toters, he is 32, and not sure where he’ll be working come August, when his postdoctoral fellowship ends. And yet, even without a medical degree, he is one of the most influential voices in medical research today.
Related

Cochrane Archive, Cardiff University Library, University Hospital Llandough

Archie Cochrane, an influential British epidemiologist.

Enlarge This Image

Julia Yellow

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Chris Warde-Jones for The New York Times

Tom Jefferson, an epidemiologist, worked with Dr. Doshi in reviewing research about Tamiflu’s effectiveness.

Dr. Doshi’s renown comes not from solving the puzzles of cancer or discovering the next blockbuster drug, but from pushing the world’s biggest pharmaceutical companies to open their records to outsiders in an effort to better understand the benefits and potential harms of the drugs that billions of people take every day. Together with a band of far-flung researchers and activists, he is trying to unearth data from clinical trials — complex studies that last for years and often involve thousands of patients across many countries — and make it public.

The current system, the activists say, is one in which the meager details of clinical trials published in medical journals, often by authors with financial ties to the companies whose drugs they are writing about, is insufficient to the point of being misleading.

There is an underdog feel to this fight, with postdocs and academics flinging stones at well-fortified corporations. But they are making headway. Last fall, after prodding by Dr. Doshi and others, the drug giant GlaxoSmithKline announced that it would share detailed data from all global clinical trials conducted since 2007, a pledge it later expanded to all products dating to 2000. Though that data has not yet been produced, it would amount to more than 1,000 clinical trials involving more than 90 drugs, a remarkable first for a major drug maker.

The European Medicines Agency, which oversees drug approvals for the European Union, is considering a policy to make trial data public whenever a drug is approved. And on June 17, the medical world saw how valuable such transparency could be, as outside researchers published a review of a spinal treatment from the device maker Medtronic. The review, which concluded that the treatment was no better than an older one, relied on detailed data the company provided to the researchers.

For years, researchers have talked about the problem of publication bias, or selectively publishing results of trials. Concern about such bias gathered force in the 1990s and early 2000s, when researchers documented how, time and again, positive results were published while negative ones were not. Taken together, studies have shown that results of only about half of clinical trials make their way into medical journals.

Problems with data about high-profile drugs have led to scandals over the past decade, like one involving contentions that the number of heart attacks was underreported in research about the painkiller Vioxx. Another involved accusations of misleading data about links between the antidepressant Paxil and the risk of suicide among teenagers.

To those who have followed this issue for years, the moves toward openness are unfolding with surprising speed.

“This problem has been very well documented for at least three decades now in medicine, with no substantive fix,” said Dr. Ben Goldacre, a British author and an ally of Dr. Doshi. “Things have changed almost unimaginably fast over the past six months.”

Much of that change is happening because of what Dr. Goldacre calls an “accident of history.” In 2009, Dr. Doshi and his colleagues set out to answer a simple question about the anti-flu drug Tamiflu: Does it work? Resolving that question has been far harder than they ever envisioned, and, four years later, there is still no definitive answer. But the quest to determine Tamiflu’s efficacy transformed Dr. Doshi and others into activists for transparency — and turned the tables on drug makers. Until recently, the idea that companies should routinely hand over detailed data about their clinical trials might have sounded far-fetched. Now, the onus is on the industry to explain why it shouldn’t.

IN summer 2009, Dr. Doshi received a call from Dr. Tom Jefferson, a British epidemiologist based in Rome. That year, the swine flu pandemic was spreading worldwide, and Dr. Jefferson had been hired by the British and Australian governments to update an earlier review of Tamiflu, a drug produced by the Swiss company Roche, aimed at reducing the flu’s severity and preventing more serious complications. He asked if Dr. Doshi wanted to help.

Determining Tamiflu’s efficacy had significant economic as well as health consequences. Around the world, private companies and governments — including that of the United States — were stockpiling Tamiflu in case of influenza outbreaks, and their spending accounted for almost 60 percent of the drug’s $3 billion in sales in 2009.

The review of Tamiflu was being conducted under the auspices of the Cochrane Collaboration, a well-regarded network of independent researchers, including Dr. Jefferson, who evaluate medical treatments’ effectiveness by analyzing all available research.

At the time, Dr. Doshi knew little about clinical trials or even much about the drug industry. But he knew Dr. Jefferson. Dr. Doshi, after receiving undergraduate and master’s degrees in anthropology and East Asian studies from Brown and Harvard, had shifted focus and was pursuing a doctorate at M.I.T., studying the intersection of medicine and politics. He met Dr. Jefferson, a prominent skeptic of the flu vaccine, after researching whether the Centers for Disease Control was exaggerating the deadliness of the disease.

“We were both lone wolves in the field of influenza,” Dr. Doshi recalled.

Dr. Jefferson had conducted a Cochrane review of Tamiflu’s effectiveness a few years earlier, concluding that the drug reduced the risk of complications from the flu. He assured Dr. Doshi and other researchers on his team that the update would be fairly simple.

But just as their work was getting under way, a simple comment arrived on the Cochrane Web site that changed the course of the research and would ultimately fuel a worldwide effort to force drug companies to be more transparent.

The author of that comment, Dr. Keiji Hayashi, had no connection to the Cochrane group; he was a pediatrician in Japan who had prescribed Tamiflu to children in his practice, but had come to question its efficacy. He was curious about one of the main studies on which Dr. Jefferson had relied in his previous analysis. Called the Kaiser study, it pooled the results of 10 clinical trials. But Dr. Hayashi noticed that the results of only two of those trials had been fully published in medical journals. Given that details of eight trials were unknown, how could the researchers be certain of their conclusion that Tamiflu reduced risk of complications from flu?

“We should appraise the eight trials rigidly,” Dr. Hayashi wrote.

Reviews by the Cochrane group are known for being among the most thoroughly researched medical analyses available. But in trying to answer the pediatrician’s question, Dr. Jefferson realized that there was a flaw: they relied too heavily on the assumption that the articles published in journals accurately represented the results of all clinical trials that had been conducted.

As he tried to track down the authors of the Kaiser study and the two published trials, Dr. Jefferson said he hit dead ends: One author said he had moved offices and no longer had the files; another said he had never seen the primary trial data, instead relying on a summary analysis provided by Roche. All the authors suggested that he contact the company.

“We took it on faith — on trust,” Dr. Jefferson, 59, said recently in a phone interview. Dr. Hayashi’s question had tested that faith. Dr. Jefferson began typing each new discovery in a private journal he called Hayashi’s Problem, which, he said, “charted my transformation from Dr. Jekyll to Mr. Hyde.”

Dr. Doshi said that medicine “relies on hierarchies of trust.” He added: “A patient is not going to be in a position to review the entire evidence base themselves. But they trust that there is a watchdog out there.”

As they dug into the Tamiflu research, Dr. Doshi said, he realized that such a watchdog didn’t exist. Instead, he said, “we have partial watchdogs who see part of the full picture.” It became his mission to see the full picture.

Having struck out with the authors of the disputed Kaiser paper and the two other published trials, Dr. Jefferson approached Roche itself, asking for the underlying data from the missing trials. But when he declined to sign a confidentiality agreement, Roche decided not to cooperate with the researchers.

Without more complete data about the clinical trials, the Cochrane group decided that it could not include the disputed study that summarized those results. In December 2009, the team reported that Tamiflu could not be shown to reduce complications like pneumonia or hospitalizations.

The British Medical Journal, which printed the team’s conclusions, also published its own investigation, showing that Roche had hired ghost writers to author some of the articles involving Tamiflu, and that those writers had said they were under pressure to highlight positive messages about the drug. Roche responded that hiring such writers was common industry practice at the time of the articles, and it rejected the idea that they had been pressured to write positively about the drug.

The articles in the British journal created a sensation, and the Cochrane Collaboration’s efforts became a cause célèbre. “Everyone knows about publication bias,” said Dr. Steven Woloshin, a professor of medicine at the Dartmouth Institute for Health Policy and Clinical Practice and an advocate of more widespread sharing of clinical trial data. “But they just had so much energy and they brought so much attention to it.”

The group’s efforts seemed to make a difference: After the articles in the British journal, Roche turned over partial copies of study reports, amounting to a little more than 3,000 pages. Then, in 2011, the European Medicines Agency turned over more than 22,000 pages of documents for 19 trial reports to Dr. Jefferson and his team.

The door had been opened. As they read through the records, the researchers discovered the importance of documents called clinical study reports, which are thousands of pages long and contain details as varied as descriptions of trial protocol and design and the ingredients of the placebo pills.

“We used to know that there was a published paper and there were data behind it,” said Dr. Fiona Godlee, the editor of the British Medical Journal. “But people haven’t talked about these things, like clinical study reports, that are now being talked about a great deal.” Last fall, the journal said it would publish the results of clinical trials only if drug companies and researchers agreed to provide data upon request.

In April, Roche said it would make available to the Cochrane researchers clinical study reports for all Roche-sponsored trials of Tamiflu. Dr. Jefferson, Dr. Doshi and their colleagues hope to complete another update to their review of the drug by year-end.

Some said it was a shame that it took this long for the company to relent. “All these years later, and we still don’t know if Tamiflu is effective,” said Dr. Harlan Krumholz, the Yale cardiologist who oversaw the review of Medtronic’s bone treatment. “It’s perplexing to have a billion-dollar drug, and you’re still not willing to share everything you’ve got to know whether this thing is effective and safe.”

THOUGH the Tamiflu question is not yet resolved, the Cochrane researchers have succeeded in a bigger way: by helping to change the conversation around companies’ responsibility to reveal drug trial data.

Drug companies do not always credit the Cochrane Collaboration. In February, Roche followed Glaxo’s lead and announced that it, too, would release detailed clinical data to outside researchers, upon request. But Daniel O’Day, chief operating officer of pharmaceuticals at Roche, denied that its pledge had been motivated by the Tamiflu experience. He said Roche has provided data to “thousands” of researchers.

Mr. O’Day said “there were probably errors on both sides” in how the Cochrane researchers and Roche communicated with each other, and said the relationship deteriorated after Dr. Jefferson refused to sign a confidentiality agreement. He said the company was trying to rebuild its relationship with the Cochrane researchers, but that it stood by the safety and efficacy of Tamiflu.

In 2010, Roche commissioned researchers at the Harvard School of Public Health to conduct a re-analysis of Tamiflu clinical data, which largely confirmed the positive conclusions of the Kaiser study.

Mr. O’Day asserted that the company’s transparency pledge had arisen from “the call from society in general for greater transparency of the clinical trials that we have.” But others say the Cochrane researchers are largely responsible for that call for transparency.

Andrew Witty, Glaxo’s C.E.O., said in an interview that his promise to provide detailed clinical data had grown out of a companywide effort, initiated soon after he became chief in 2008, that would “really ensure that we were more in step with where I thought, frankly, society and the world was moving.”

Glaxo, moreover, was in need of an image rehabilitation. Last year, it pleaded guilty to criminal charges and agreed to pay $3 billion in fines after the United States Justice Department accused the company, based in London, of failing to report safety data about its diabetes drug Avandia, and of publishing misleading information about Paxil, the antidepressant, in a medical journal. The settlement, which also included civil penalties over marketing of other drugs, was the largest ever involving a pharmaceutical company.

“We don’t see any reason for this information to be held out of the public domain,” Mr. Witty said, “provided that the people who are interrogating the information are legitimate researchers with a legitimate question to ask.”

In a twist, Roche now finds itself on the same side as the Cochrane researchers — and against many in its own industry — in a debate over what kind of data the European Medicines Agency should be making public. On Monday, the agency released a draft policy, expected to take effect next year, in which it would release clinical trial data whenever it approved a new drug. While Roche and Glaxo have supported the policy, the Pharmaceutical Research and Manufacturers of America, a major industry group, and other drug companies have opposed it.

John J. Castellani, chief executive of PhRMA, said the industry had championed open-source efforts to develop better methods for testing cancer drugs, for example. But proposals like those from the Cochrane team and the European agency go too far, he said.

“If you dump onto the sidewalk all the data and you include commercially protected information,” he said, “then you’re essentially giving to competitors what we invested billions of dollars in.”

Others warned that such a policy could discourage drug companies from investing in Europe. “If you, on the other hand, say, ‘You guys are bad actors, we want to cut your prices, we want to take your confidential data and share it with any one of your competitors,’ you don’t get the same feeling of encouragement,” Christopher A. Viehbacher, C.E.O. of the French pharmaceutical company Sanofi, told reporters in Brussels on Monday, according to Reuters.

Industry officials and regulators in the United States say the public already has access to vast amounts of information about clinical trials. The basic results of all clinical trials must now be registered in a federal clearinghouse, for example, and the Food and Drug Administration publishes staff reviews and other documents when it approves a new drug. The F.D.A. has said that it is monitoring the developments in Europe but that federal laws in the United States restrict what types of information can be released, particularly data that could reveal personal or commercially confidential information.

Cochrane group members point to the Medtronic study as an example of the value of a neutral perspective.

In 2011, Medtronic awarded a $2.5 million grant to Yale and asked it to oversee a detailed review of trial data for Infuse, a bioengineered material in spinal fusions to treat back pain. The company was facing claims that it had published misleading information about the treatment, and it turned over its data in an effort to address those criticisms. Two teams that examined the data came to similar conclusions: Infuse appeared to be no better than an older treatment, and may pose added risks.

EARLIER this month, Dr. Doshi opened what he hopes will be a new chapter in his quest for greater understanding of clinical trials. He and several other researchers published what amounted to an ultimatum to drug companies: publish your data, or we’ll do it for you.

Under the plan, researchers would publish articles summarizing trial results in cases where the underlying data has already been released. In isolated cases, such information has been made public through litigation and Freedom of Information Act requests.

“It’s really neat to see a larger opportunity for a larger impact,” he said. “Tamiflu just happened to be the lever that opened that door.”

http://www.nytimes.com/2013/06/30/business/breaking-the-seal-on-drug-research.html?pagewanted=all&_r=0